Saddle River Advisors

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    Meet Your Rainesmakers

    Overview

    Receivership in SEC v. John V. Bivona, et al., Case No. 3:16-cv-01386-EMC

    General Information

    This is the website of successor Receiver, Kathy Bazoian Phelps, Partner at Raines Feldman LLP. On February 28, 2019, Ms. Phelps was appointed as the Successor Receiver in the case of Securities and Exchange Commission v. John V. Bivona, Saddle River Advisors, LLC, SRA Management Associates, LLC, and Frank Mazzola, Case No. 3:16-cv-1386, in the United States District Court for the Northern District of California. The case was originally filed on March 22, 2016, and on October 11, 2016, Sherwood Partners, Inc. was appointed and served as Receiver until the appointment of Ms. Phelps as successor receiver.

    The Receivership is imposed over the following entities: SRA Management Associates, LLC, and relief defendants SRA I LLC, SRA II LLC, SRA III LLC, Clear Sailing Group IV LLC, Clear Sailing Group V LLC, as well as the stipulating affiliated entities, Felix Multi-Opportunity Fund I LLC, Felix Multi-Opportunity Fund II LLC, Felix Management Associates LLC, NYPA Fund I LLC, NYPA Fund II LLC and NYPA Management Associates LLC.

    The purpose of this website is to provide convenient access to information about the receivership, including status reports from the Receiver, copies of pleadings filed in the case, and Frequently Asked Questions (FAQs). The website will be updated periodically, and all creditors, investors and parties in interest are encouraged to check the website for updates. If you require further information not contained in this website, you may Contact Us.

    Recent Updates

    July 24, 2025

    The Receiver has commenced making the distributions pursuant to Order Granting Amended Motion by Receiver Kathy Bazoian Phelps for Order Authorizing: (1) Final Distribution to Class 3 Unsecured Creditors; (2) Third Interim Distribution to Class 4 Investors; (3) First Interim Distribution to Class 6A and 6B Investors; (4) Allowance of Remaining Failed Investments Claims; (5) Extension of Time to Complete Distributions. The process of distribution will take some time as we are still collecting bank information and addresses from some investors and verbally confirming wire instructions. Additionally, the bank has advised that it can only send so many wires per day, so the wire transfers are going out as fast as possible. If you have sent us wire instructions and have verbally confirmed them with us, please be patient and watch for a wire in the upcoming weeks. Please do not contact our office to inquire about the status. If you have not yet sent us instructions or verbally confirmed your instructions, then please reach out to us to provide your banking information. If we have not heard from you by August 11, 2025, we will send a check to your last known address.

    The schedule of the distributions that are being made can be found here. 2025 Distributions. The Claims Distribution schedules by investment will be updated once the distribution is complete.

    Please be advised that the Receiver will not be providing any tax reporting and each investor is responsible for his or her own tax reporting on account of the distribution. The Receiver has or will pay all taxes on account of taxable events in the receivership case but is not paying or withholding on account of individual investors’ tax circumstances. Please consult with your tax advisor if you have any questions.

    May 19, 2025

    By order entered on April 17, 2025, the Court approved the Receiver’s motion to make a further cash distribution in the case. The Receiver has retained Stretto to obtain wire instructions from those investors wishing to receive a distribution by wire, which is the preferred and fastest method of distribution. Stretto will be sending out an email including the following link where investors can securely submit their wire instructions:

    https://na2.docusign.net/Member/PowerFormSigning.aspx?PowerFormId=cb43e146-3030-435e-904f-233227a7a95e&env=na2&acct=5899a7b6-893e-4671-ba6b-96abf6989d72&v=2

    Please look out for an email coming from Kathy Phelps (no-reply@cases-cr.stretto-services.com).

    Please go to this link https://na2.docusign.net/Member/PowerFormSigning.aspx?PowerFormId=cb43e146-3030-435e-904f-233227a7a95e&env=na2&acct=5899a7b6-893e-4671-ba6b-96abf6989d72&v=2 to complete wire transfer form and view instructions.

    Please complete the wire transfer form including all required fields. The information that you provide must be accurate as it will be electronically uploaded to facilitate your wire transfer. Banks will not accept special characters, so only use alphanumeric characters (A-Z, 0-9). You will need your Investor I.D. number when you complete the form

    Should you run into technical difficulties when completing this form, or need your Investor I.D. No., please reach out to Stretto, our claims administrator, by calling 833.337.8487 (Domestic) or (949) 490-7779 (International) or emailing SRAReceivershipInquiries@stretto.com.

    April 10, 2025

    The Receiver filed a motion seeking an order authorizing additional distributions on April 7, 2020, which was amended on April 10, 2025, to correct the exhibits that inadvertently included a column referencing prior cash distributions (Exhibits 2 – 13). The amendment did not change the amounts of the proposed distributions but simply corrected the exhibits and updated the figures in the Motion.

    The hearing on the Motion is scheduled for May 22, 2025 at 1:30 pm. Any response is due by April 21, 2025. Interested parties may attend by Zoom webinar with the following link:

    https://canduscourts.zoomgov.com/j/1619911861?pwd=TjVma1lnMlJlNHR3ZE9QMkFjNkFndz09 Webinar ID: 161 991 1861 Password: 912881

    In summary, the Motion requests authority to distribute the balance owed to the Class 3 unsecured creditors and to make cash distributions to the Class 4 and 6 investors identified in Exhibits 2 through 13. The Motion also requests authority to distribute the SEC disgorgement funds to the Failed Investment investors. All of these requests are subject to Court approval, and the hearing is scheduled for May 22, 2025.

    Please also note the following concerning the Motion:

    1. The amount of your proposed distribution is set forth in the exhibits and is identified by your Investor ID number. If you have lost your Investor ID number, please contact the Receiver’s office and request that we resend it to you.
    2. Once the Motion is approved, the Receiver will send out a request for your banking wire information so that we can send your distributions to you by wire transfer. Please look out for the communication in around June 2025, and we ask that you respond promptly so that we can proceed to make timely distributions.
    3. If the Motion is approved by the Court, we anticipate that the distributions will take place over the summer.
    4. There may be other future distributions in the case, but the amount and timing of them are not known at this time.

    Please review the Motion and related filings carefully and consult counsel if you have any further questions.

    October 26, 2022

    The Receiver filed a motion seeking on order directing ZocDoc, Inc. to transfer 20,104 shares of ZocDoc to the Receivership Estate’s name on the capitalization table of ZocDoc. The hearing on the motion is scheduled for hearing on December 15, 2022 at 1:30 p.m. Any response is due by November 8, 2022. Interested parties may attend by Zoom webinar with the following link: https://cand-uscourts.zoomgov.com/j/1619911861?pwd=TjVma1lnMlJlNHR3ZE9QMkFjNkFndz09 Webinar ID: 161 991 1861 Password: 912881 November 24, 2021 The Receiver filed a motion for authority to liquidate the estate’s holdings in Evernote Corporation. Any response is due on December 6. The hearing on the motion is scheduled for hearing on December 9, 2021 at 1:30 p.m. Interested parties may attend by Zoom webinar with the following link: https://cand-uscourts.zoomgov.com/j/1619911861?pwd=TjVma1lnMlJlNHR3ZE9QMkFjNkFndz09 Webinar ID: 161 991 1861 Password: 912881

    September 22, 2021 The Receiver has completed her sale and distribution of all of the estate’s shares in the following 10 securities: Airbnb, Bloom Energy, Cloudera, Dropbox, Lyft, MongoDB, Palantir, Pinterest, Snapchat, and Uber. The estate will continue to hold an administrative cash reserve with respect to each security until the tax return for 2021 is filed and the three-year IRS audit period has passed, and any distribution of those reserves will be the subject of a separate motion filed with the Court. For specifics on each of the distributions of those 10 securities, please see the Claims and Distributions section of the website. We have also updated our Frequently Asked Questions section of the website with additional information now that the distribution of publicly traded securities is complete.
    August 22, 2021 The Court granted the Receiver’s motion to make another distribution of the following securities: Cloudera, DropBox, Lyft, MongoDB, Pinterest, Snap, and Uber. Over the next few weeks, the Receiver’s team will be making the final distribution of those shares to the account information we have on file. The Receiver and her team will also post the final distribution schedules on the “Claims” section of the website before Labor Day. If there are any issues with the distribution of shares to any particular claimant, the Receiver’s team will be in touch. All claimants – including those with shares in Palantir, Bloom Energy and Airbnb – should also note the section in the Court’s order stating as follows: “Claimants are hereby instructed that they are required to determine their own tax basis with respect to any shares actually distributed to them, regardless of any information provided via the Depository Trust Company transfer by Wells Fargo Securities or any other broker of the estate.” A copy of the signed order can be found here.
    April 23, 2021 The Receiver and her counsel joined the law firm Raines Feldman LLP and filed a motion with the Court to approve the engagement of Raines Feldman shortly thereafter. Please note that Kathy Phelps can now be reached at kphelps@raineslaw.com and Dave Castleman can now be reached at dcastleman@raineslaw.com. Please check back for updates on this new website for future filings, news, and other updates.
    March 1, 2021 The Receiver began the Palantir distribution today. Shares were sold for the Tax Holding Account and the Palantir Administrative Reserve, and distributions of shares commenced. The final Palantir Distribution Schedule can be viewed here. We are aiming to complete the distribution this month and are moving as expeditiously as possible to get the shares distributed. This is a complex process that takes a substantial amount of time. Check your brokerage accounts to see if we have distributed your shares. If you think the number of shares received was incorrect based on the attached schedule, please let us know. We will not be providing individual confirmations of transfer. If we or our bankers identify any specific issues with your transfer, we will be in touch. We cannot advise you as to your tax basis, or other tax advice related to any tax consequences you may have as a result of this distribution. We will not be doing tax filings for individual claimants. You will have to discuss individual tax matters with your accountants or advisers. As the receivership is a taxable entity, we are reserving and paying the taxes of the receivership. But your taxes are your own responsibility.
    February 17, 2021 Palantir Technologies Inc. released its quarterly earnings on February 16, 2021, which will allow the Receiver to commence the process of obtaining the estate’s Palantir shares from Computershare on the morning of February 18, 2021. The Receiver is advised that it may take many days or even a few weeks for the unrestricted shares to arrive in the estate’s brokerage account. The Receiver has filed a motion for authority to distribute the Palantir shares to investors and to sell shares necessary to pay the associated taxes. The Receiver is also seeking authority to retain an administrative reserve of Palantir shares that will be liquidated and the cash held to protect the estate from unknown future liabilities associated with the Palantir distribution. The hearing on the motion is scheduled for hearing on February 25, 2021 at 1:30 p.m. Interested parties may attend by Zoom webinar with the following link: https://cand-uscourts.zoomgov.com/j/1619911861?pwd=TjVma1lnMlJlNHR3ZE9QMkFjNkFndz09 Webinar ID: 161 991 1861 Password: 912881 The Receiver will need Palantir investors’ account information in order to distribute shares to those investors. Many investors have already provided their information to the Receiver. If you have not, that information must be obtained by February 26, 2021 to ensure timely delivery of your shares. You may review a copy of the Motion here. Hypothetical distribution schedules are attachedhere, and they will be updated with actual figures at the time that the actual sale and distribution takes place since the amounts to be distributed are tied to the then stock price of Palantir. Please note that we cannot provide claimants with the number of shares they are receiving, with a delivery date, or with individual confirmations of the transfer once it is made. Please check the brokerage accounts you provided us to see if your shares have arrived. If you have not received your shares by March 31, 2021, and have not otherwise heard from us concerning this share transfer, please contact us to discuss next steps.
    December 8, 2020 Airbnb is expected to have an IPO in the near term, but distribution to Airbnb investors will not occur until all lock up periods have expired. The allowed amounts of the Airbnb investor claims have been updated to reflect a stock split that occurred in October 2020.
    December 7, 2020 The interim distribution to Class 3 cash claimants has been made. Wire transfers were made to those timely requesting payment by wire, and checks have been sent to requested addresses or, where no request was made, to the last known address of the claimant. The timing of the final distribution is not yet known as the Receiver needs to retain a cash reserve for the administration of the estate.
    October 16, 2020 On September 30, 2020, Palantir Technologies began trading publicly following its direct listing. Shortly thereafter, pursuant to the Lockup Agreement executed by the Receiver upon approval by the Court to do so, the Receiver received approximately 20% of the estate’s Palantir holdings. Over the week of October 6, the Receiver sold 966,995 shares for an average price of $10.21, and received total net proceeds after commissions of $9,854,110. Of those proceeds, $9,765,512 was contributed to the Plan Fund pursuant to the Court-approved Distribution Plan and $88,598 was reserved for taxes in connection with the sale of the Palantir shares. After those sales, there remain 4,773,254 shares of Palantir in the receivership estate, the vast majority of which remain restricted and subject to the Lockup Agreement. Those shares can not be freely traded or distributed until after Palantir issues its FY2020 financial results, which is expected in the first quarter 2021. When the Lockup period expires, the Receiver will make an interim distribution of shares to claimants, but will hold back a percentage of those shares as an administrative reserve until the final tax liability of the receivership has been fully resolved. The Receiver may also need to liquidate additional shares to fund the tax holding account as it relates to the distribution of shares to claimants, depending on the price of Palantir at the time of distribution. We will file a motion in advance of making a distribution or any further sales as the expiration of the lockup period expires, which will contain details with respect to the anticipated timing and amounts of distribution. As a result of the recent Palantir sale, the Plan Fund now has sufficient funds to allow us to make an interim distribution to Class 3 unsecured creditor claimants. We are preparing a motion to do so and expect to file it shortly. If you are a Class 3 claimant and have a preference to receive funds via a wire transfer or by a check. If you prefer distribution by wire, please provide wire instructions by sending an email to kphelps@raineslaw.com, and if you prefer check, please ensure that your mailing address is up to date in the Receiver’s records. Please continue to check this website for future updates. We have updated our Frequently Asked Questions substantially in light of the many questions our team has fielded. Please check that page here first if you have a question.
    August 18, 2020 There has been discussion in the news recently that Palantir may elect to do a direct listing rather than an underwritten public offering of its shares and that this direct listing may take place in the next month or so. The shares of Palantir that are held in the receivership estate were acquired pursuant to multiple contracts. We are in the process of evaluating any applicable restrictions in those contracts that would limit when and the manner in which those shares might be sold or distributed if Palantir were to do a direct listing. Additionally, if and when Palantir formally announces its intention to conduct a direct listing, we will be able ascertain how Palantir will address contractual restrictions on the resale of its shares and possible waivers of those restrictions. These factors will dictate the timing of when the Palantir shares held by the receivership estate can be sold and distributed pursuant to the terms of the Court-approved distribution plan.
    July 27, 2020 The sale of the publicly traded securities pursuant to the terms of the Plan took place on July 23, 2020, and the distributions began on July 24, 2020. Those investors who have provided accurate and valid account information should have received an interim distribution on July 24, 2020 of the following publicly traded securities in which each particular investor had asserted a claim: Cloudera, DropBox, MongoDB, Lyft, Pinterest, Snap, and Uber. Bloom Energy shares have not yet been distributed but will hopefully be distributed within the next week or two. For those of investors who have not yet delivered your account information to the Receiver, or where the information provided was not valid, your distribution will be delayed until complete and correct account information is provided. Please send all account information to the Receiver at kphelps@raineslaw.com.
    July 8, 2020 Many investors have contacted the Receiver to inquire about shares in Palantir Technologies Inc. given the recent news of a possible imminent public offering. The Court approved Distribution Plan does not permit the sale or transfer of any Palantir shares until such time as Palantir has gone public or had a liquidity event and all lockup periods have expired. As such, the Receiver continues to hold the interests in the shares pursuant to the Plan and will continue to monitor the status of Palantir. Claimants may check the status of their Allowed Claims on the Claims tab of this website.
    July 7, 2020 The Receiver is preparing to seek authority to sell and distribute shares of the following publicly traded securities held in the Receivership Estate: Bloom Energy, Inc. Cloudera, Inc. Dropbox, Inc. Lyft, Inc. MongoDB, Inc. Pinterest, Inc. Snap, Inc. Uber Technologies, Inc For investors with a claim for any of those securities, please send your brokerage account to the Receiver at kphelps@raineslaw.com so that she can direct the transfer of securities directly into your personal brokerage account: Account Information Needed Name of Receiving Financial Institution: _______________________________ Receiving Account Number: _______________________________ Receiving Account Name: _______________________________ Receiving Firm DTC Number: _______________________________
    May 13, 2020 Hearings were held by Zoom webinar on the following matters, which were resolved as follows:
    • Receiver’s Motion for (1) Final Approval of Receiver’s Plan of Distribution; and (2) For Order Approving Form and Manner of Notice, and Notice of Opportunity to Serve on Investment Advisory Committee (Doc. No. 570). The Motion was granted with two modifications that postpone decisions relating to the treatment of Failed Investment Claims and the treatment of the claim of Joshua Cilano.
    • Plaintiff Securities and Exchange Commission’s Objection to Receivership Claims by Michelle Mazzola and Joshua Cilano for Management Fees (Doc. No. 572). The Court granted the objection to the claim of Michelle Mazzola and postponed a decision of the allowance of the claim of Joshua Cilano.
    • Receiver’s Motion to Disallow Purported Guarantee Claims (Doc. No. 575). The Court granted the motion.
    • Receiver’s Motion for Instructions Regarding Investors Advisory Committee (Doc. No. 583). The Court approved the participation of Joshua Cilano on the Investment Advisory Committee.
    May 11, 2020 The Court posted instructions for dialing into the Zoom hearing for the May 13, 2020 hearings. The instructions can be found here.
    April 21, 2020 The Court issued the following notice regarding the May 13, 2020 hearing on the distribution plan and related matters, which are scheduled to go forward by Zoom Webinar on the scheduled date: CLERKS NOTICE: Regarding the upcoming hearing for motions related to final approval set on 5/13/2020 (Docket Nos. 570, 572, 575, and 583), the Court will conduct same by Zoom Webinar. The general public will receive an invitation, posted on the docket, to appear in these proceedings. The participants in the “well” of the court will be deemed panelists with the ability to see and hear all other panelists. The listening and watching audience, including investors which wish to attend, will be deemed “Attendees.” Attendees will have the opportunity to raise their virtual hand to speak, with permission from the Court, provided that person has given advance notice to the Court that they want to speak at the hearing. The Court directs the Receiver to notify all interested parties (including known investors) of the timing and nature of the 5/13/2020 hearing and to inform them that anyone wishing to speak at the hearing must notify Judge Chen’s CRD via email: EMCCRD@cand.uscourts.gov by 5/11/2020
    March 20, 2020 Due to the corona virus, the Court has rescheduled the hearings on the following motions to May 13, 2020 at 10:00 a.m.:
    1. [570] Receiver’s Motion for (1) Final Approval of the Receiver’s Plan of Distribution; and (2) for Order Approving Form and Manner of Notice; and Notice of Opportunity to Serve on Investment Advisory Committee
    2. [572] SEC’s Objections to Receivership Claims by Michele Mazzola and Joshua Cilano for Management Fees
    3. [575] Receiver’s Motion for Disallowance of Guaranty Claims
    4. [583] Motion for Instructions Regarding Investment Advisory Committee
    February 28, 2020 This Update is posted to provide a high level summary of the structure of the Plan. All investors and creditors are encouraged to read the terms of the Distribution Plan, and the following summary of the structure of the Plan is not intended to, and shall not, substitute the actual terms of the Plan. The Plan provides for the distribution of shares to investors and cash to creditors as set forth in detail in the Plan. Under the Plan, investors will receive some of their claimed shares back if and only if an IPO event has occurred for a particular company in which shares are claimed, and creditors will receive some cash back. The number of shares to be returned to investors is not yet fixed as some of the shares held in the estate will need to be liquidated to create the Plan Fund as described in the Plan, which will be used to pay cash to administrative and unsecured creditors. Additionally, some of the shares will need to be liquidated to pay the tax liability associated with the sale and distribution of the shares. It is therefore possible that some investors will not receive any shares following an IPO because the assessment under the Plan exceeds the remaining value of the particular company’s publicly traded share held by the estate, but this is unknown at this time and is dependent on the market value of the shares at the time of liquidation and distribution. Shares that remain pre-IPO at this time will not yet be distributed as the Plan requires that the shares first have an IPO or liquidity event prior to distribution. If the investor has purchased interests in shares that no longer have value because the investment company has failed and will not have a liquidity event such as an IPO, the investor will receive nothing for those shares. A final distribution schedule for each investment company will be filed with the Court and approved before any distributions are made, which will not occur until a Distribution Plan has been approved and shares are ripe for distribution under the terms of the Plan. Investors are encouraged to review the terms of the Plan and to consult the schedules of Allowed Claims attached to the Plan to evaluate the treatment of their particular claim.
    February 27, 2020 The Receiver filed a Motion for Final Approval of the Distribution Plan, which is set for hearing on April 7, 2020. Any opposition or response to the Motion must be filed no later than March 16, 2020. One of the provisions of the Plan provides for the formation of an Investor Advisory Committee (“IAC”) to consult with the Receiver regarding the liquidation of securities in connection with the Plan implementation. If you are interested in serving on the IAC, please submit an application to the Receiver by March 9, 2020 by email to kphelps@raineslaw.com or regular mail to Kathy Bazoian Phelps, Raines Feldman LLP, 1800 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067. The IAC application must include: (1) the investor name; (2) mailing address; (3) email address; (4) phone number; and (5) brief statement of qualifications to serve on the IAC. Submission of an application to serve on the IAC is not a guarantee of a position to serve on the IAC.
    February 7, 2020 A hearing was held on January 30, 2020 regarding the Receiver’s Motion for Instructions on the tax and plan issues. The Court authorized the Receiver to amend prior tax returns and to file qualified settlement fund tax returns. The Court also preliminarily approved the Receiver’s form of distribution plan that was attached to her Supplement as Exhibit “1.” The Receiver shall meet and confer with counsel for the SRA Fund Investor Group, the SEC and Progresso Ventures on certain revisions to the Plan discussed at the hearing and shall then file a motion for final approval of the distribution plan. The Receiver shall serve notice of the motion for final approval on all claimants.
    January 27, 2020 The Receiver has filed her Interim Status Report for Fourth Quarter 2019.
    December 26, 2019 The hearing on the Receiver’s Motion for Instructions has been continued to January 30, 2020 at 1:30 p.m. The Administrative Motion filed by the SRA Funds Investor Group was denied by the Court.
    December 19, 2019 The Court continued the Receiver’s Motion for Instructions from December 19, 2019 to January 16, 2020 at 1:30 p.m. The Receiver has filed a Supplement setting for the legal analysis of tax and securities issues relating to the distribution issues in the case, which will be heard and considered by the Court on January 16, 2020. The Investor Group filed an Administrative Motion seeking turnover of reports relating to the tax and securities issues, and the Receiver has filed an opposition to that motion.
    October 9, 2019 The Court granted the Receiver’s Motion to employ tax and securities professionals and continued the hearing on the Motion for Instructions regarding the tax opinion to December 19, 2019 at 1:30 p.m. The Court’s Minute Order from the October 8, 2019 hearing is located here.
    October 8, 2019 The hearing on the Receiver’s Motion to (1) Employ Miller Kaplan as Tax Advisor; (2) Employ Schinner & Shain as LLP as Securities Counsel; and (3) for Instructions has been rescheduled for October 8, 2019 at 1:30 p.m. The Court has also rescheduled the case management conference for October 8, 2019 at 1:30 p.m. The Receiver has filed her Interim Status Report for Third Quarter 2019.
    August 29, 2019 A hearing was held on June 27, 2019 in connection with the proposed Distribution Plan. At the hearing, modifications were suggested to the plan, and the parties were asked to meet and confer regarding the proposed modifications. The Receiver was instructed to obtain an opinion regarding the tax consequences of the proposed plan. The Receiver has filed a motion to employ a tax advisor and securities counsel and for instructions regarding the tax opinion, which motion is set for hearing on October 10, 2019. Following the sharing of that opinion with the SRA Investor Group, Progresso and other interested parties, the Receiver shall file a revised Plan of Distribution with the Court. A further case management conference is set for October 10, 2019 at 10:30 a.m.
    July 1, 2019 A hearing was held on June 27, 2019 in connection with the proposed distribution plan. At the hearing, modifications were suggested to the plan, and the parties were asked to meet and confer regarding the proposed modifications. The Receiver was instructed to obtain an opinion regarding the tax consequences of the proposed plan by August 9, 2019, if possible. Following the sharing of that opinion with the SRA Investor Group, Progresso and other interested parties, the Receiver shall file a revised Plan of Distribution with the Court. The Court’s order is reflected in the Court’s Civil Minutes. On June 27, 2019, the Court also approved the Receiver’s Motion to Disallow Claims and the Stipulation with Progresso Ventures LLC regarding its claim. A further case management conference is set for October 17, 2019 at 10:30 a.m. Court Filings Please click on the following links to view copies of: The Receiver’s Reports Court-Filed Documents Receiver’s Proposed Plan of Distribution

    About the Receiver

    Kathy Bazoian Phelps, Partner 310-424-4080 kphelps@raineslaw.com Kathy Bazoian Phelps is lawyer at Raines Feldman LLP, a board director on three non-profit boards, and an author. She has been practicing law since 1991, with experience in bankruptcy and receivership law, fiduciary representation, and fraud litigation. She is particularly knowledgeable about fraud detection and the administration of Ponzi scheme cases in bankruptcies and receiverships. She has served as a fiduciary in bankruptcy cases and represents receivers in federal regulatory as well as state court receivership cases. Kathy is a frequently requested speaker on topics ranging from bankruptcy, financial compliance, fraud detection, Ponzi schemes, and handling disruptive personalities in corporations. She applies her knowledge across a wide variety of industries ranging from financial institutions to real estate-related businesses. Kathy’s publications include the following:
    • The Ponzi Book: A Legal Resource for Unraveling Ponzi Schemes. co-authored with Hon. Steven Rhodes (Ret.) (LexisNexis® 2012)
    • Fraud and Forensics: Piercing Through the Deception in a Commercial Fraud Case, co-author (American Bankruptcy Institute 2015)
    • Ponzi-Proof Your Investments: An Investor’s Guide to Avoiding Ponzi Schemes and Other Fraudulent Scams (IRR Publishing 2013)
    • The Depths of Deepening Insolvency: Damage Exposure For Officers, Directors and Others, co-authored with Prof. Jack F. Williams (American Bankruptcy Institute 2013)
    • Author of The Ponzi Scheme Blog at http://theponzibook.blogspot.com/
    In addition to her roles as lawyer, speaker and author, Kathy also serves as a mediator and is currently on the mediation and arbitration rosters for the Financial Industry Regulatory Authority, as well as the Bankruptcy Mediation Panel for the Central District of California and the Bankruptcy Mediation Panel for the District of Arizona. For Kathy’s full bio, please click here.

    FAQ

    Frequently Asked Questions
    Updated November 2023

    In this section, we have provided answers to many of the questions we have received to date. We also provide quarterly updates to the Court with the status of the Receivership, which are also posted at the top of the Court Filings section of the website here.

    The questions are generally organized in the following topics:
    Status of the Receivership
    Distribution of Assets
    Tax Issues
    General Receivership Questions

    STATUS OF THE RECEIVERSHIP

    Q. What is the current status of the Receivership?

    A. The Receiver has completed her distribution of the remaining publicly traded securities to Class 4 claimants. The distribution of all of the estate’s shares in Airbnb, Bloom Energy, Cloudera, Dropbox, Lyft, MongoDB, Palantir, Pinterest, Snapchat, and Uber is therefore complete. The Receiver is exploring options to monetize the estate’s holdings of three securities that have yet to go public (Addepar, Lookout and ZocDoc).

    In late 2020, the Receiver also made a cash distribution to Class 3 Claimants in the amount of 80% of their cash claims. Although the Receiver does not yet have an estimate as to when additional distributions can be made, the Receiver remains optimistic that Class 3 Claimants will receive another substantial distribution, possibly up to 100% of their allowed claims.

    The Receiver has also converted all administrative stock reserves to cash, primarily for two reasons: (1) holding stock reserves as cash means that the Receiver can hold smaller reserves, because the Receivership is not exposed to potential future stock fluctuations; and (2) completing all securities transactions in 2021 will assist in speeding up the Receiver’s efforts to bring the estate to a close by commencing the tax audit period which will take three years.

    Q. What are the next steps now that the sale or distribution of all the shares is complete?

    A. The three-year audit period for the IRS to review the tax return covering the sale and distribution of the publicly traded securities will begin when that return is filed, sometime around April 2022. The Receiver will have filed those taxes in consultation with her tax advisers and relying on the expert valuation of the securities that were sold or distributed, and thus believes that those returns will fully and accurately reflect the taxes owed. Nevertheless, the Court has made clear that the estate must be properly reserved and therefore the Receiver will hold sufficient cash in the estate in case the IRS assesses any additional taxes.

    Q. What about the securities that haven’t gone public?

    A. Three of the investments have not had a liquidity event, and therefore are not eligible for distribution under the Plan: Addepar, Lookout, and ZocDoc. Because there are substantial restrictions on the sale or transfer of non-public securities, the Distribution Plan approved by the Court does not permit the distribution of non-public shares to investors. It is possible that some of those securities will never go public.

    The Receiver is therefore evaluating options to monetize the non-public securities on the secondary market, so that the value thereof can be unlocked for claimants that invested in those securities. Any such action will be discussed with the SEC and the Investment Advisory Committee and will be subject to Court approval. Once the Receiver is able to dispose of all securities in the estate, the clock will start on the process of being able to close the Receivership following the conclusion of all tax audit periods and the remaining assets are distributed to claimants.

    Q. Why are you holding so much cash for tax reserves?

    A. The Receiver has valued the securities that came into the estate in consultation with an expert retained by the estate for that purpose. The Receiver therefore believes that the estate has and will pay the correct amount of taxes paid under the Qualified Settlement Fund rules. Nevertheless, the Receiver must be cautious and prepared for all possible outcomes, including the unlikely chance that the IRS will assess additional taxes.

    If, however, the IRS accepts the return without further audit, which the Receiver is advised is the most likely outcome, the cash in the estate will be available for distribution to claimants, including the Class 4 claimants whose shares were sold to fund those reserves. The Receiver remains optimistic that she will be able to distribute that cash near the close of the Receivership.

    DISTRIBUTION OF ASSETS

    Q. Am I getting more Palantir shares? How about any of the other Publicly Traded Securities?

    A. The distribution of shares for all publicly traded securities (Airbnb, Bloom Energy, Cloudera, Dropbox, Lyft, MongoDB, Palantir, Pinterest, Snapchat, and Uber) is complete. The estate is no longer holding any of those shares, and is holding all reserves related to those shares as cash.

    Q. How can I see how many shares I should have received?

    A. If you go to the Claims section of the website, you will find for each individual claimant: the gross investment made by the claimant; the total Allowed Shares; the shares sold by the estate for the Plan Fund, taxes and reserves; and the shares in each distribution.

    Q. Why is the distribution 51% of the Palantir Allowed Shares? What were the other shares sold for?

    A. The total Allowed Shares for Palantir, based upon the valid claims submitted, is 5,895,855. The Receivership was in possession of 5,740,249 shares, of which: (a) 966,995 were sold for the Plan Fund and associated commissions and taxes; (b) 1,052,465 were sold to fund the Tax Holding Account to pay known tax liabilities of the Receivership; and (c) 716,003 were sold to fund the administrative reserve for potential tax liabilities of the Receivership. That left 3,004,786 shares – or 51% of the Allowed Shares – available for distribution to claimants, which was completed during the Second Quarter of 2021.

    There will not be another distribution of Palantir shares. However, if there are excess cash reserves after the final tax liabilities are ascertained, the Receiver may be able to make a cash distribution at such later date. For more information, please see the Receiver’s motion, which was approved by the Court, explaining the distribution of Palantir here.

    Q. Why did you place $9.76 million of the Palantir sales proceeds, as well as proceeds from the sales of other stocks, in the Plan Fund? Is that your fee?

    A. That is not our fee. When the SRA funds were placed into federal receivership by the Securities Exchange Commission, and there were a number of claimants that had and continue to have a valid claim against the receivership. Some claims are for shares (Class 4 investor claims), and some are for cash (Class 3 unsecured creditor claims and Class 5 subordinated claims). As you can see on our website, the total Class 3 unsecured creditor claims total nearly $10 million, of which 80% was distributed at the end of 2020.

    The Plan Fund is primarily to be used to pay those Class 3 claims, as well as administrative expenses and subordinated claims. While administrative fees are to be paid from the Plan Fund, most of the Plan Fund is used to pay creditor claims. Any administrative fees that will be paid are subject to approval of the Court.

    Q. I’m a Class 3 Claimant. When am I getting the rest of my money?

    A. In late 2020, the Receiver distributed 80% of the cash claims to Class 3 Claimants. Consistent with guidance from the SEC, the Receiver is continuing to hold additional cash in the Plan Fund while the Class 4 share distributions are complete, with additional cash distributions possible once all the tax issues are resolved. Once all those tax issues are resolved, and the amount of funds available for distribution becomes fixed, the Receiver will work with the SEC and the Investor Advisory Committee to determine a proposal for a final distribution of the cash in the estate that is fair and equitable. At present, the Receiver remains hopeful that she will able to distribute the full remaining 20% of the Class 3 Claims, but the proposal for final distribution will be subject to review and eventual approval by the Court.

    TAX ISSUES

    Q. How does the distribution affect my tax liability?

    A. The Receiver cannot provide any legal or tax advice to claimants. The tax consequences discussed above are the taxes that the receivership owes based on federal and state tax laws. Your individual tax consequences are going to be based on the nature and circumstances of your investment, and you are going to have to determine those on your own or in consultation with your advisors. Neither the Receiver nor her counsel is permitted to give tax advice to individual claimants.

    Q. What is the tax basis of the shares you distributed to me? Should I use the information that Wells Fargo provided to my broker when the transfer was made.

    A. You should NOT use any information provided by Wells Fargo in determining your tax basis. The Receiver is advised that such information is often transmitted with shares due to regulatory requirements, but that is not the Receiver’s determination of your tax basis. The Receivership cannot tell you what your tax basis is, as that would be providing tax advice, and your tax basis will be based on the nature and circumstances of your individual investment.

    Nevertheless, to make sure there is no confusion, the Receivership obtained a court order to clarify this issue. The order, which you can find here, states: “Claimants are hereby instructed that they are required to determine their own tax basis with respect to any shares actually distributed to them, regardless of any information provided via the Depository Trust Company transfer by Wells Fargo Securities or any other broker of the estate.” (Docket No. 665, Order, ¶ 9.)

    You are free to share that court order with any of your investment professionals, accountants, lawyers, and so forth, if you would like.

    Q. Wait, I thought my investment was tax-free. Why are you holding back for taxes?

    A. When the receivership was created, by operation of federal law the receivership assets became part of a Qualified Settlement Fund, or QSF. A QSF is a taxable entity that has tax obligations independent of the original SRA funds, and independent of any of your individual tax obligations. The Receiver has engaged professional tax counsel and accountants to assess the tax obligations of the QSF.

    The sale of securities for a gain and the distribution of securities at a gain are both taxable events under the federal tax laws. That means the receivership needs to sell sufficient shares in order to reserve for those tax liabilities. Moreover, the receivership’s tax liabilities are based on the tax bases of the underlying shares, and the Receiver engaged a valuation expert to ascertain the correct valuations. But due to the judgment and subjectivity that is necessarily part of that valuation exercise, the Receiver must reserve sufficient assets in case the tax liabilities turn out to be higher than expected.

    As a federal receivership supervised by a federal district court, there is no question that the QSF must pay all federal taxes and cannot have a tax deficiency. The Receiver is therefore obligated to take a conservative approach to reserving for taxes. Once the tax status and liabilities of the receivership are resolved, the Receiver will be able to distribute any assets that were reserved but were not needed to satisfy the receivership’s tax or other obligations.

    Q. Okay, so can I write off my investment loss or not?

    A. The Receiver cannot give tax or other legal advice. Please consult with your accountant or tax advisor and seek their advice.

    GENERAL RECEIVERSHIP QUESTIONS

    Q. What is a Receiver?

    A. A Receiver is an individual appointed by the United States District Court to act as a neutral party responsible for administering the assets of the receivership entities and to distribute them to the investors and creditors. The Court provides instructions concerning the Receiver’s various responsibilities, duties and obligations. The Order Appointing Receiver sets forth the Receiver’s duties in this case. The Receiver makes periodic reports to the Court. The Receiver will distribute the recovered assets to investors and creditors in accordance with an order from the Court.

    Q. Who does the Receiver work for?

    A. The Receiver is an agent of the Court and therefore works for the appointing judge. The beneficiaries of the Receiver’s work are the investors and creditors.

    Q. Can I still file a claim?

    A claims bar date was ordered by the Court, which was January 31, 2018. The Court has ordered that the Claims Bar Date may be reopened for the limited purpose of serving individuals and entities who may not have previously received notice. If you did not receive notice of the Claims Bar Date, please feel free to submit a claim with an explanation of why it is being submitted late, and the claim will be evaluated by the Receiver. Submission of a late claim is not a guarantee that such claim will ultimately be allowed. The Court has established May 14, 2019 as a firm claims bar date after which claims which have not been filed will be disallowed in their entirety.

    Q. Is my Broker Dealer responsible for my losses, and, if so, what will the Receiver do?

    A. Investors will need to consult with their own attorney to ascertain their rights to pursue personal claims against brokers.

    Q. Is the Receiver under any time constraints by the Court and the SEC?

    A. The Receiver is filing status reports with the Court every quarter, which will reflect any upcoming established hearings or deadlines. They can be found at the top of the Court Filings section of the website here. Otherwise, at this time, there are no specific time frames specified by the Court. In addition, investors are advised that the receivership is part of Securities and Exchange Commission lawsuit enforcement litigation. Litigation by its very nature takes time. Notwithstanding the foregoing, the Receiver intends to move as quickly as possible, given the circumstances, but respectfully requests investors to be patient.

    Q. How do I contact the Receiver?

    A. All parties are encouraged to search the site first, before attempting to contact the Receiver directly, which will keep costs down and limit the administrative burden to the estate. If direct contact is necessary, the Receiver can be contacted at the following address – if possible, please use email:

    Kathy Bazoian Phelps, Receiver
    Raines Feldman Littrell LLP
    1900 Avenue of the Stars, 19th Floor
    Los Angeles, CA 90067
    (310) 424-4080
    kphelps@raineslaw.com

    The website will also be updated to reflect significant receivership events.

    Filings / Court Documents

    Receiver Reports:

    RECEIVER KATHY BAZOIAN PHELPS’ INTERIM STATUS REPORT FOR SECOND QUARTER 2026 (Filed July 31, 2026, DOC 791)

    RECEIVER KATHY BAZOIAN PHELPS’ INTERIM STATUS REPORT FOR FIRST QUARTER 2026  (Filed April 27, 2026, DOC 785)

    Receiver Kathy Bazoian Phelps’ Interim Status Report for Fourth Quarter 2025 (Filed February 18, 2026, DOC 782)

    Receiver Kathy Bazoian Phelps’ Interim Status Report for Third Quarter 2025 (Filed November 18, 2025, DOC 773)

    Receiver Kathy Bazoian Phelps’ Interim Status Report for Second Quarter 2025 (Filed August 25, 2025, DOC 770)

    Receiver’s Interim Status Report for First Quarter 2025 (Filed May 1, 2025, DOC 766)

    Receiver’s Interim Status Report for Fourth Quarter 2024 (Filed February 26, 2025, DOC 756)

    Receiver’s Interim Status Report for Third Quarter 2024 (Filed November 14, 2024, DOC 749)

    Receiver’s Interim Status Report for Second Quarter 2024 (Filed September 18, 2024, DOC 742)

    Receiver’s Interim Status Report for First Quarter 2024 (Filed June 18, 2024, DOC 739)

    Receiver’s Interim Status Report For Fourth Quarter 2023 (Filed February 16, 2024, DOC 736)

    Receiver’s Interim Status Report for Third Quarter 2023

    Receiver’s Interim Status Report For the Second Quarter 2023

    Receiver’s Interim Status Report For the First Quarter 2023

    Receiver’s Interim Status Report For the Fourth Quarter 2022

    Receiver’s Interim Status Report For the Third Quarter 2022

    Receiver’s Interim Status Report For the Second Quarter 2022

    Receiver’s Interim Status Report For First Quarter 2022

    Receiver’s Interim Status Report For the Fourth Quarter 2021

    Receiver’s Interim Status Report For Third Quarter 2021

    Receiver’s Interim Status Report For Second Quarter 2021

    Receiver’s Interim Status Report For First Quarter 2021

    Receiver’s Interim Status Report For Fourth Quarter 2020

    Receiver’s Interim Status Report For Third Quarter 2020

    Receiver’s Interim Status Report Through Second Quarter 2020

    Receiver’s Interim Status Report For Fourth Quarter 2019

    Receiver’s Interim Status Report For Third Quarter 2019

    Court Documents:

    THIRTIETH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, MILLER KAPLAN ARASE LLP, AND MADDEN LAW LLC FROM APRIL 1, 2026 THROUGH JUNE 30, 2026 (Filed July 31, 2026, DOC 792)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF THIRTIETH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, MILLER KAPLAN ARASE LLP, AND MADDEN LAW LLC FROM APRIL 1, 2026 THROUGH JUNE 30, 2026 (Filed July 31, 2026, DOC 792-1)

    DECLARATION OF NICHOLAS SANCHEZ IN SUPPORT OF THIRTIETH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, MILLER KAPLAN ARASE LLP, AND MADDEN LAW LLC FROM APRIL 1, 2026 THROUGH JUNE 30, 2026 (Filed July 31, 2026, DOC 792-2)

    DECLARATION OF DAVID MADDEN IN SUPPORT OF THIRTIETH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, MILLER KAPLAN ARASE LLP, AND MADDEN LAW LLC FROM APRIL 1, 2026 THROUGH JUNE 30, 2026 (Filed July 31, 2026, DOC 792-3)

    [PROPOSED] ORDER APPROVING THIRTIETH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, MILLER KAPLAN ARASE LLP, AND MADDEN LAW LLC FROM APRIL 1, 2026 THROUGH JUNE 30, 2026 (Filed July 31, 2026, DOC 792-4)

    ORDER APPROVING MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR AN ORDER AUTHORIZING: (1) FINAL DISTRIBUTION TO ADDEPAR, EVERNOTE, LOOKOUT AND ZOCDOC CLASSES; (2) FINAL DISTRIBUTION TO CLASS 5 SUBORDINATED CREDITORS (3) RESERVE FOR TAXES AND FEES; (4) CONTRIBUTION OF REMAINING DISGORGEMENT FUNDS TO CLASS 5 (Filed July 14, 2026, DOC 790)

    NOTICE OF HEARING ON MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR AN ORDER AUTHORIZING: (1) FINAL DISTRIBUTION TO ADDEPAR, EVERNOTE, LOOKOUT AND ZOCDOC CLASSES; (2) FINAL DISTRIBUTION TO CLASS 5 SUBORDINATED CREDITORS (3) RESERVE FOR TAXES AND FEES; (4) CONTRIBUTION OF REMAINING DISGORGEMENT FUNDS TO CLASS 5 (Filed June 26, 2026, DOC 789)

    MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR AN ORDER AUTHORIZING: (1) FINAL DISTRIBUTION TO ADDEPAR, EVERNOTE, LOOKOUT AND ZOCDOC CLASSES; (2) FINAL DISTRIBUTION TO CLASS 5 SUBORDINATED CREDITORS (3) RESERVE FOR TAXES AND FEES; (4) CONTRIBUTION OF REMAINING DISGORGEMENT FUNDS TO CLASS 5 (Filed June 26, 2026, DOC 788)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR AN ORDER AUTHORIZING: (1) FINAL DISTRIBUTION TO ADDEPAR, EVERNOTE, LOOKOUT AND ZOCDOC CLASSES; (2) FINAL DISTRIBUTION TO CLASS 5 SUBORDINATED CREDITORS (3) RESERVE FOR TAXES AND FEES; (4) CONTRIBUTION OF REMAINING DISGORGEMENT FUNDS TO CLASS 5 (Filed June 26, 2026, DOC 788-1)

    [PROPOSED] ORDER APPROVING MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR AN ORDER AUTHORIZING: (1) FINAL DISTRIBUTION TO ADDEPAR, EVERNOTE, LOOKOUT AND ZOCDOC CLASSES; (2) FINAL DISTRIBUTION TO CLASS 5 SUBORDINATED CREDITORS (3) RESERVE FOR TAXES AND FEES; (4) CONTRIBUTION OF REMAINING DISGORGEMENT FUNDS TO CLASS 5 (Filed June 26, 2026, DOC 788-2)

    ORDER APPROVING TWENTY-NINTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN LLP, AND MADDEN LAW LLC FROM JANUARY 1, 2026 THROUGH MARCH 31, 2026 (Filed April 27, 2026, DOC 787)

    TWENTY-NINTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN LLP, AND MADDEN LAW LLC FROM JANUARY 1, 2026 THROUGH MARCH 31, 2026 (Filed April 27, 2026, DOC 786)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF TWENTY-NINTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN LLP, AND MADDEN LAW LLC FROM JANUARY 1, 2026 THROUGH MARCH 31, 2026  (Filed April 27, 2026, DOC 786-1)

    DECLARATION OF NICHOLAS SANCHEZ IN SUPPORT OF TWENTY-NINTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN LLP, AND MADDEN LAW LLC FROM JANUARY 1, 2026 THROUGH MARCH 31, 2026 (Filed April 27, 2026, DOC 786-2)

    DECLARATION OF FREDERICK KOENEN IN SUPPORT OF TWENTY-NINTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN LLP, AND MADDEN LAW LLC FROM JANUARY 1, 2026 THROUGH MARCH 31, 2026 (Filed April 27, 2026, DOC 786-3)

    DECLARATION OF DAVID MADDEN IN SUPPORT OF TWENTY-NINTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN LLP, AND MADDEN LAW LLC FROM JANUARY 1, 2026 THROUGH MARCH 31, 2026 (Filed April 27, 2026, DOC 786-4)

    [PROPOSED] ORDER APPROVING TWENTY-NINTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN LLP, AND MADDEN LAW LLC FROM JANUARY 1, 2026 THROUGH MARCH 31, 2026 (Filed April 27, 2026, DOC 786-5)

    ORDER APPROVING TWENTY-EIGHTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN LLP, AND STRETTO FROM OCTOBER 1, 2025 THROUGH DECEMBER 31, 2025 (Filed February 19, 2026, DOC 784)

    TWENTY-EIGHTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN LLP, AND STRETTO FROM OCTOBER 1, 2025 THROUGH DECEMBER 31, 2025 (Filed February 18, 2026, DOC 783)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF TWENTY-EIGHTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN LLP, AND STRETTO FROM OCTOBER 1, 2025 THROUGH DECEMBER 31, 2025 (Filed February 18, 2026, DOC 783-1)

    DECLARATION OF NICHOLAS SANCHEZ IN SUPPORT OF TWENTY-EIGHTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN LLP, AND STRETTO FROM OCTOBER 1, 2025 THROUGH DECEMBER 31, 2025 (Filed February 18, 2026, DOC 783-2)

    DECLARATION OF FREDERICK KOENEN IN SUPPORT OF TWENTY-EIGHTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN LLP, AND STRETTO FROM OCTOBER 1, 2025 THROUGH DECEMBER 31, 2025 (Filed February 18, 2026, DOC 783-3)

    [PROPOSED] ORDER APPROVING TWENTY-EIGHTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7 11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN LLP, AND STRETTO FROM OCTOBER 1, 2025 THROUGH DECEMBER 31, 2025 (Filed February 18, 2026, DOC 783-4)

    ORDER GRANTING ADMINISTRATIVE MOTION FOR ORDER PURSUANT TO LOCAL RULE 7 11 TO SHORTEN TIME FOR NOTICE ON MOTION FOR AN ORDER AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ZOCDOC, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN; AND TO FILE UNDER SEAL UNREDACTED COPIES OF THE MOTION, DECLARATION IN SUPPORT, STOCK TRANSFER AGREEMENT, AND NOTICE OF TRANSFER PURSUANT TO LOCAL RULE 79-5 (Filed December 30, 2025, DOC 781)

    ORDER GRANTING MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ZOCDOC, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN (Filed December 30, 2025, DOC 780)

    ADMINISTRATIVE MOTION FOR ORDER PURSUANT TO LOCAL RULE 7-11 TO SHORTEN TIME FOR NOTICE ON MOTION FOR AN ORDER AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ZOCDOC, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN; AND TO FILE UNDER SEAL UNREDACTED COPIES OF THE MOTION, DECLARATION IN SUPPORT, STOCK TRANSFER AGREEMENT, AND NOTICE OF TRANSFER PURSUANT TO LOCAL RULE 79-5 (Filed December 18, 2025, DOC 779)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF ADMINISTRATIVE MOTION FOR ORDER PURSUANT TO LOCAL RULE 7-11 TO SHORTEN TIME FOR NOTICE ON MOTION FOR AN ORDER AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ZOCDOC, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN; AND TO FILE UNDER SEAL UNREDACTED COPIES OF THE MOTION, DECLARATION IN SUPPORT, STOCK TRANSFER AGREEMENT, AND NOTICE OF TRANSFER PURSUANT TO LOCAL RULE 79-5 (Filed December 18, 2025, DOC 779-1)

    [PROPOSED] ORDER GRANTING ADMINISTRATIVE MOTION FOR ORDER PURSUANT TO LOCAL RULE 7 11 TO SHORTEN TIME FOR NOTICE ON MOTION FOR AN ORDER AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ZOCDOC, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN; AND TO FILE UNDER SEAL UNREDACTED COPIES OF THE MOTION, DECLARATION IN SUPPORT, STOCK TRANSFER AGREEMENT, AND NOTICE OF TRANSFER PURSUANT TO LOCAL RULE 79-5 (Filed December 18, 2025, DOC 779-2)

    NOTICE OF MOTION AND MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ZOCDOC, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN (Filed December 18, 2025, DOC 778)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ZOCDOC, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN (Filed December 18, 2025, DOC 778-1)

    [PROPOSED] ORDER GRANTING MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ZOCDOC, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN (Filed December 18, 2025, DOC 778-2)

    ORDER APPROVING ADMINISTRATIVE MOTION PURSUANT TO LOCAL RULE 7-11 FOR ORDER AUTHORIZING DISTRIBUTION TO FORTUNA FUNDS INVESTORS (Filed December 9, 2025, DOC 777)

    ORDER APPROVING TWENTY-SEVENTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN, LLP, MADDEN LAW LLC, AND STRETTO FROM JULY 1, 2025 THROUGH SEPTEMBER 30, 2025 (Filed December 9, 2025, DOC 776)

    ADMINISTRATIVE MOTION PURSUANT TO LOCAL RULE 7-11 FOR ORDER AUTHORIZING DISTRIBUTION TO FORTUNA FUNDS INVESTORS (Filed November 21, 2025, DOC 775)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF ADMINISTRATIVE MOTION PURSUANT TO LOCAL RULE 7-11 FOR ORDER AUTHORIZING DISTRIBUTION TO FORTUNA FUNDS INVESTORS (Filed November 21, 2025, DOC 775-1)

    [PROPOSED] ORDER APPROVING ADMINISTRATIVE MOTION PURSUANT TO LOCAL RULE 7-11 FOR ORDER AUTHORIZING DISTRIBUTION TO FORTUNA FUNDS INVESTORS (Filed November 21, 2025, DOC 775-2)

    TWENTY-SEVENTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN, LLP, MADDEN LAW LLC, AND STRETTO FROM JULY 1, 2025 THROUGH SEPTEMBER 30, 2025 (Filed November 18, 2025, DOC 774)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF TWENTY-SEVENTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN, LLP, MADDEN LAW LLC, AND STRETTO FROM JULY 1, 2025 THROUGH SEPTEMBER 30, 2025 (Filed November 18, 2025, DOC 774-1)

    DECLARATION OF NICHOLAS SANCHEZ IN SUPPORT OF TWENTY-SEVENTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN, LLP, MADDEN LAW LLC, AND STRETTO FROM JULY 1, 2025 THROUGH SEPTEMBER 30, 2025 (Filed November 18, 2025, DOC 774-2)

    DECLARATION OF FREDERICK KOENEN IN SUPPORT OF TWENTY-SEVENTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN, LLP, MADDEN LAW LLC, AND STRETTO FROM JULY 1, 2025 THROUGH SEPTEMBER 30, 2025 (Filed November 18, 2025, DOC 774-3)

    DECLARATION OF DAVID MADDEN IN SUPPORT OF TWENTY-SEVENTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN, LLP, MADDEN LAW LLC, AND STRETTO FROM JULY 1, 2025 THROUGH SEPTEMBER 30, 2025 (Filed November 18, 2025, DOC 774-4)

    [PROPOSED] ORDER APPROVING TWENTY-SEVENTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, SCHINNER & SHAIN, LLP, MADDEN LAW LLC, AND STRETTO FROM JULY 1, 2025 THROUGH SEPTEMBER 30, 2025 (Filed November 18, 2025, DOC 774-5)

    ORDER APPROVING TWENTY-SIXTH INTERIM ADMINISTRATION MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, MADDEN LAW LLC, AND STRETTO FROM APRIL 1, 2025 THROUGH JUNE 30, 2025 (Filed September 17, 2025, DOC 772)

    TWENTY-SIXTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, MADDEN LAW LLC, AND STRETTO FROM APRIL 1, 2025 THROUGH JUNE 30, 2025 (Filed August 25, 2025, DOC 771)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF TWENTY-SIXTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, MADDEN LAW LLC, AND STRETTO FROM APRIL 1, 2025 THROUGH JUNE 30, 2025 (Filed August 25, 2025, DOC 771-1)

    DECLARATION OF NICHOLAS SANCHEZ IN SUPPORT OF TWENTY-SIXTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, MADDEN LAW LLC, AND STRETTO FROM APRIL 1, 2025 THROUGH JUNE 30, 2025 (Filed August 25, 2025, DOC 771-2)

    DECLARATION OF DAVID MADDEN IN SUPPORT OF TWENTY-SIXTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, MADDEN LAW LLC, AND STRETTO FROM APRIL 1, 2025 THROUGH JUNE 30, 2025 (Filed August 25, 2025, DOC 771-3)

    [PROPOSED] ORDER APPROVING TWENTY-SIXTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, MADDEN LAW LLC, AND STRETTO FROM APRIL 1, 2025 THROUGH JUNE 30, 2025 (Filed August 25, 2025, DOC 771-4)

    ORDER APPROVING TWENTY-FIFTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, AND MILLER KAPLAN ARASE LLP FROM JANUARY 1, 2025 THROUGH MARCH 31, 2025 (Filed May 1, 2025, DOC 769)

    ORDER APPROVING ADMINISTRATIVE MOTION PURSUANT TO RULE 7-11 FOR ORDER APPROVING: (1) EMPLOYMENT OF MADDEN LAW LLC AS SPECIAL COUNSEL; AND (2) MODIFICATION OF EMPLOYMENT OF STRETTO, AS CLAIMS AGENT (Filed May 1, 2025, DOC 768)

    TWENTY-FIFTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, AND MILLER KAPLAN ARASE LLP FROM JANUARY 1, 2025 THROUGH MARCH 31, 2025 (Filed May 1, 2025, DOC 767)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF TWENTY- FIFTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, AND MILLER KAPLAN ARASE LLP FROM JANUARY 1, 2025 THROUGH MARCH 31, 2025 (Filed May 1, 2025, DOC 767-1)

    DECLARATION OF NICHOLAS SANCHEZ IN SUPPORT OF TWENTY- FIFTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, AND MILLER KAPLAN ARASE LLP FROM JANUARY 1, 2025 THROUGH MARCH 31, 2025 (Filed May 1, 2025, DOC 767-2)

    [PROPOSED] ORDER APPROVING TWENTY- FIFTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, AND MILLER KAPLAN ARASE LLP FROM JANUARY 1, 2025 THROUGH MARCH 31, 2025 (Filed May 1, 2025, DOC 767-3)

    ADMINISTRATIVE MOTION PURSUANT TO LOCAL RULE 7-11 FOR ORDER APPROVING: (1) EMPLOYMENT OF MADDEN LAW LLC AS SPECIAL COUNSEL; AND (2) MODIFICATION OF EMPLOYMENT OF STRETTO, AS CLAIMS AGENT (Filed April 18, 2025, DOC 765)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF ADMINISTRATIVE MOTION PURSUANT TO LOCAL RULE 7-11 FOR ORDER APPROVING: (1) EMPLOYMENT OF MADDEN LAW LLC AS SPECIAL COUNSEL; AND (2) MODIFICATION OF EMPLOYMENT OF STRETTO, AS CLAIMS AGENT (Filed April 18, 2025, DOC 765-1)

    [PROPOSED] ORDER APPROVING ADMINISTRATIVE MOTION PURSUANT TO LOCAL RULE 7-11 FOR ORDER APPROVING: (1) EMPLOYMENT OF MADDEN LAW LLC AS SPECIAL COUNSEL; AND (2) MODIFICATION OF EMPLOYMENT OF STRETTO, AS CLAIMS AGENT (Filed April 18, 2025, DOC 765-2)

    ORDER GRANTING AMENDED MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) FINAL DISTRIBUTION TO CLASS 3 UNSECURED CREDITORS; (2) THIRD INTERIM DISTRIBUTION TO CLASS 4 INVESTORS; (3) FIRST INTERIM DISTRIBUTION TO CLASS 6A AND 6B INVESTORS; (4) ALLOWANCE OF REMAINING FAILED INVESTMENT CLAIMS; (5) EXTENSION OF TIME TO COMPLETE DISTRIBUTIONS (Filed April 17, 2025, DOC 764)

    AMENDED MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) FINAL DISTRIBUTION TO CLASS 3 UNSECURED CREDITORS; (2) THIRD INTERIM DISTRIBUTION TO CLASS 4 INVESTORS; (3) FIRST INTERIM DISTRIBUTION TO CLASS 6A AND 6B INVESTORS; (4) ALLOWANCE OF REMAINING FAILED INVESTMENT CLAIMS; (5) EXTENSION OF TIME TO COMPLETE DISTRIBUTIONS (Filed April 10, 2025, DOC 763)

    AMENDED DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) FINAL DISTRIBUTION TO CLASS 3 UNSECURED CREDITORS; (2) THIRD INTERIM DISTRIBUTION TO CLASS 4 INVESTORS; (3) FIRST INTERIM DISTRIBUTION TO CLASS 6A AND 6B INVESTORS; (4) ALLOWANCE OF REMAINING FAILED INVESTMENT CLAIMS; (5) EXTENSION OF TIME TO COMPLETE DISTRIBUTIONS (Filed April 10, 2025, DOC 763-1)

    [PROPOSED] ORDER GRANTING AMENDED MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) FINAL DISTRIBUTION TO CLASS 3 UNSECURED CREDITORS; (2) THIRD INTERIM DISTRIBUTION TO CLASS 4 INVESTORS; (3) FIRST INTERIM DISTRIBUTION TO CLASS 6A AND 6B INVESTORS; (4) ALLOWANCE OF REMAINING FAILED INVESTMENT CLAIMS; (5) EXTENSION OF TIME TO COMPLETE DISTRIBUTIONS (Filed April 10, 2025, DOC 763-2)

    NOTICE OF HEARING ON MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) FINAL DISTRIBUTION TO CLASS 3 UNSECURED CREDITORS; (2) THIRD INTERIM DISTRIBUTION TO CLASS 4 INVESTORS; (3) FIRST INTERIM DISTRIBUTION TO CLASS 6A AND 6B INVESTORS; (4) ALLOWANCE OF REMAINING FAILED INVESTMENT CLAIMS; (5) EXTENSION OF TIME TO COMPLETE DISTRIBUTIONS (Filed April 2, 2025, DOC 762)

    MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) FINAL DISTRIBUTION TO CLASS 3 UNSECURED CREDITORS; (2) THIRD INTERIM DISTRIBUTION TO CLASS 4 INVESTORS; (3) FIRST INTERIM DISTRIBUTION TO CLASS 6A AND 6B INVESTORS; (4) ALLOWANCE OF REMAINING FAILED INVESTMENT CLAIMS; (5) EXTENSION OF TIME TO COMPLETE DISTRIBUTIONS (Filed April 2, 2025, DOC 761)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) FINAL DISTRIBUTION TO CLASS 3 UNSECURED CREDITORS; (2) THIRD INTERIM DISTRIBUTION TO CLASS 4 INVESTORS; (3) FIRST INTERIM DISTRIBUTION TO CLASS 6A AND 6B INVESTORS; (4) ALLOWANCE OF REMAINING FAILED INVESTMENT CLAIMS; (5) EXTENSION OF TIME TO COMPLETE DISTRIBUTIONS (Filed April 2, 2025, DOC 761-1)

    [PROPOSED] ORDER GRANTING MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) FINAL DISTRIBUTION TO CLASS 3 UNSECURED CREDITORS; (2) THIRD INTERIM DISTRIBUTION TO CLASS 4 INVESTORS; (3) FIRST INTERIM DISTRIBUTION TO CLASS 6A AND 6B INVESTORS; (4) ALLOWANCE OF REMAINING FAILED INVESTMENT CLAIMS; (5) EXTENSION OF TIME TO COMPLETE DISTRIBUTIONS (Filed April 2, 2025, DOC 761-2)

    ORDER APPROVING TWENTY-FOURTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, AND SCHINNER & SHAIN, LLP FROM OCTOBER 1, 2024 THROUGH DECEMBER 31, 2024 (Filed March 10, 2025, DOC 758)

    TWENTY-FOURTH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, AND SCHINNER & SHAIN, LLP FROM OCTOBER 1, 2024 THROUGH DECEMBER 31, 2024 (Filed February 26, 2025, DOC 757)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF TWENTY-THIRD INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, AND SCHINNER & SHAIN, LLP FROM OCTOBER 1, 2024 THROUGH DECEMBER 31, 2024 (Filed November 14, 2024, DOC 757-1)

    DECLARATION OF NICHOLAS SANCHEZ IN SUPPORT OF TWENTY-THIRD INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, AND SCHINNER & SHAIN, LLP FROM OCTOBER 1, 2024 THROUGH DECEMBER 31, 2024 (Filed November 14, 2024, DOC 757-2)

    DECLARATION OF FREDERICK KOENEN IN SUPPORT OF TWENTY-THIRD INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, AND SCHINNER & SHAIN, LLP FROM OCTOBER 1, 2024 THROUGH DECEMBER 31, 2024 (Filed November 14, 2024, DOC 757-3)

    [PROPOSED] ORDER APPROVING TWENTY-THIRD INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, AND SCHINNER & SHAIN, LLP FROM OCTOBER 1, 2024 THROUGH DECEMBER 31, 2024 (Filed November 14, 2024, DOC 757-4)

    ORDER GRANTING MOTION BY RECEIVER KATHY BAZOIAN PHELPS AUTHORIZING:(1) SALE PURSUANT TO 28 U.S.C. §2004 OF SHARES OF LOOKOUT, INC.; AND (2) MODIFICATION OF THE DISTRIBUTION PLAN (Filed December 4, 2024, DOC 755)

    ADMINISTRATIVE MOTION FOR ORDER PURSUANT TO LOCAL RULE 7 11 TO SHORTEN TIME FOR NOTICE ON MOTION FOR AN ORDER AUTHORIZING: (1) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF LOOKOUT, INC.; AND (2) MODIFICATION OF THE DISTRIBUTION PLAN (Filed November 27, 2024, DOC 754)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF ADMINISTRATIVE MOTION FOR ORDER PURSUANT TO LOCAL RULE 7 11 TO SHORTEN TIME FOR NOTICE ON MOTION FOR AN ORDER AUTHORIZING: (1) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF LOOKOUT, INC.; AND (2) MODIFICATION OF THE DISTRIBUTION PLAN (Filed November 27, 2024, DOC 754-1)

    [PROPOSED] ORDER GRANTING ADMINISTRATIVE MOTION FOR ORDER PURSUANT TO LOCAL RULE 7 11 TO SHORTEN TIME FOR NOTICE ON MOTION FOR AN ORDER AUTHORIZING: (1) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF LOOKOUT, INC.; AND (2) MODIFICATION OF THE DISTRIBUTION PLAN (Filed November 27, 2024, DOC 754-2)

    NOTICE OF MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF LOOKOUT, INC.; AND (2) MODIFICATION OF THE DISTRIBUTION PLAN (Filed November 27, 2024, DOC 753)

    MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF LOOKOUT, INC.; AND (2) MODIFICATION OF THE DISTRIBUTION PLAN (Filed November 27, 2024, DOC 752)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF LOOKOUT, INC.; AND (2) MODIFICATION OF THE DISTRIBUTION PLAN (Filed November 27, 2024, DOC 752-1)

    [PROPOSED] ORDER GRANTING MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF LOOKOUT, INC.; AND (2) MODIFICATION OF THE DISTRIBUTION PLAN (Filed November 27, 2024, DOC 752-2)

    ORDER APPROVING TWENTY-THIRD INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, AND SCHINNER & SHAIN, LLP FROM JULY 1, 2024 THROUGH SEPTEMBER 30, 2024 (Filed November 18, 2024, DOC 751)

    TWENTY-THIRD INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, AND SCHINNER & SHAIN, LLP FROM JULY 1, 2024 THROUGH SEPTEMBER 30, 2024 (Filed November 14, 2024, DOC 750)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF TWENTY-THIRD INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, AND SCHINNER & SHAIN, LLP FROM JULY 1, 2024 THROUGH SEPTEMBER 30, 2024 (Filed November 14, 2024, DOC 750-1)

    DECLARATION OF NICHOLAS SANCHEZ IN SUPPORT OF TWENTY-THIRD INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, AND SCHINNER & SHAIN, LLP FROM JULY 1, 2024 THROUGH SEPTEMBER 30, 2024 (Filed November 14, 2024, DOC 750-2)

    DECLARATION OF FREDERICK KOENEN IN SUPPORT OF TWENTY-THIRD INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, AND SCHINNER & SHAIN, LLP FROM JULY 1, 2024 THROUGH SEPTEMBER 30, 2024 (Filed November 14, 2024, DOC 750-3)

    [PROPOSED] ORDER APPROVING TWENTY-THIRD INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, MILLER KAPLAN ARASE LLP, AND SCHINNER & SHAIN, LLP FROM JULY 1, 2024 THROUGH SEPTEMBER 30, 2024 (Filed November 14, 2024, DOC 750-4)

    ORDER GRANTING MOTION BY RECEIVER KATHY BAZOIAN PHELPS AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ADDEPAR, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN (Filed October 16, 2024, DOC 748)

    ORDER APPROVING TWENTY-SECOND INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, AND MILLER KAPLAN ARASE LLP FROM APRIL 1, 2024 THROUGH JUNE 30, 2024 (Filed October 11, DOC 747)

    ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 TO SHORTEN TIME FOR NOTICE ON MOTION FOR AN ORDER AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ADDEPAR, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN (Filed October 11, 2024, DOC 746)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 TO SHORTEN TIME FOR NOTICE ON MOTION FOR AN ORDER AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ADDEPAR, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN (Filed October 11, 2024, DOC 746-1)

    [PROPOSED] ORDER GRANTING ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7 11 TO SHORTEN TIME FOR NOTICE ON MOTION FOR AN ORDER AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ADDEPAR, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN (Filed October 11, 2024, DOC 746-2)

    NOTICE OF HEARING ON MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ADDEPAR, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN (Filed October 11, 2024, DOC 745)

    MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ADDEPAR, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN (Filed October 11, 2024, DOC 744)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ADDEPAR, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN (Filed October 11, 2024, DOC 744-1)

    DECLARATION OF MATTHEW SPERLING IN SUPPORT OF MOTION BY RECEIVER KATHY BAZOIAN PHELPS FOR ORDER AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ADDEPAR, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN (Filed October 11, 2024, DOC 744-2)

    [PROPOSED] ORDER GRANTING MOTION BY RECEIVER KATHY BAZOIAN PHELPS AUTHORIZING: (1) EMPLOYMENT OF BROKER; (2) SALE PURSUANT TO 28 U.S.C. § 2004 OF SHARES OF ADDEPAR, INC.; AND (3) MODIFICATION OF THE DISTRIBUTION PLAN (Filed October 11, 2024, DOC 744-3)

    TWENTY-SECOND INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, AND MILLER KAPLAN ARASE LLP FROM APRIL 1, 2024 THROUGH JUNE 30, 2024 (Filed September 18, 2024, DOC 743)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF TWENTY-SECOND INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, AND MILLER KAPLAN ARASE LLP FROM APRIL 1, 2024 THROUGH JUNE 30, 2024 (Filed September 18, 2024, DOC 743-1)

    DECLARATION OF NICHOLAS SANCHEZ IN SUPPORT OF TWENTY-SECOND INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, AND MILLER KAPLAN ARASE LLP FROM APRIL 1, 2024 THROUGH JUNE 30, 2024 (Filed September 18, 2024, DOC 743-2)

    [PROPOSED] ORDER APPROVING TWENTY-SECOND INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, AND MILLER KAPLAN ARASE LLP FROM APRIL 1, 2024 THROUGH JUNE 30, 2024 (Filed September 18, 2024, DOC 743-3)

    ORDER APPROVING TWENTY-FIRST INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, AND MILLER KAPLAN ARASE LLP FROM JANUARY 1, 2024 THROUGH MARCH 31, 2024 (Filed July 10, 2024, DOC 741)

    TWENTY-FIRST INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, AND MILLER KAPLAN ARASE LLP FROM JANUARY 1, 2024 THROUGH MARCH 31, 2024 (Filed June 18, 2024, DOC 740)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF TWENTY-FIRST INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, AND MILLER KAPLAN ARASE LLP FROM JANUARY 1, 2024 THROUGH MARCH 31, 2024 (Filed June 18, 2024, DOC 740-1)

    DECLARATION OF NICHOLAS SANCHEZ IN SUPPORT OF TWENTY-FIRST INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, AND MILLER KAPLAN ARASE LLP FROM JANUARY 1, 2024 THROUGH MARCH 31, 2024 (Filed June 18, 2024, DOC 740-2)

    [PROPOSED] ORDER APPROVING TWENTY-FIRST INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER, RAINES FELDMAN LITTRELL LLP, AND MILLER KAPLAN ARASE LLP FROM JANUARY 1, 2024 THROUGH MARCH 31, 2024 (Filed June 18, 2024, DOC 740-3)

    ORDER APPROVING TWENTIETH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7 11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER AND RAINES FELDMAN LITTRELL LLP FROM OCTOBER 1, 2023 THROUGH DECEMBER 31, 2023, AND MILLER KAPLAN ARASE LLP FROM JANUARY 1, 2023 THROUGH DECEMBER 31, 2023 (Filed March 20, 2024, DOC 738)

    TWENTIETH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER AND RAINES FELDMAN LITTRELL LLP FROM OCTOBER 1, 2023 THROUGH DECEMBER 31, 2023, AND MILLER KAPLAN ARASE LLP FROM JANUARY 1, 2023 THROUGH DECEMBER 31, 2023 (Filed February 16, 2024, DOC 737)

    DECLARATION OF KATHY BAZOIAN PHELPS IN SUPPORT OF TWENTIETH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER AND RAINES FELDMAN LITTRELL LLP FROM OCTOBER 1, 2023 THROUGH DECEMBER 31, 2023, AND MILLER KAPLAN ARASE LLP FROM JANUARY 1, 2023 DECEMBER 31, 2023 (Filed February 16, 2024, DOC 737-1)

    DECLARATION OF NICHOLAS SANCHEZ IN SUPPORT OF TWENTIETH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7-11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER AND RAINES FELDMAN LITTRELL LLP FROM OCTOBER 1, 2023 THROUGH DECEMBER 31, 2023, AND MILLER KAPLAN ARASE LLP FROM JANUARY 1, 2023 THROUGH DECEMBER 31, 2023 (Filed February 16, 2024, DOC 737-2)

    [PROPOSED] ORDER APPROVING TWENTIETH INTERIM ADMINISTRATIVE MOTION FOR AN ORDER PURSUANT TO LOCAL RULE 7 11 FOR THE APPROVAL OF FEES AND EXPENSES FOR THE SUCCESSOR RECEIVER AND RAINES FELDMAN LITTRELL LLP FROM OCTOBER 1, 2023 THROUGH DECEMBER 31, 2023, AND MILLER KAPLAN ARASE LLP FROM JANUARY 1, 2023 THROUGH DECEMBER 31, 2023 (Filed February 16, 2024, DOC 737-3)

    Order Approving Nineteenth Interim Administrative Motion for an Order Pursuant to Loca Rule 7-11 for the Approval of Fees and Expenses for the Successor Receiver and Raines Feldman Littrell LLP from July 1, 2023 Through September 30, 2023 (Filed December 4, 2023, DOC 722)

    Nineteenth Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Successor Receiver and Raines Feldman Littrell LLP from July 1, 2023, through September 30, 2023 (Filed November 14, 2023, DOC 720)

    Declaration of Kathy Bazoian Phelps in Support of Nineteenth Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Successor Receiver and Raines Feldman Littrell LLP from July 1, 2023, through September 30, 2023 (Filed November 14, 2023, DOC 720-1)

    [Proposed] Order Approving Nineteenth Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Successor Receiver and Raines Feldman Littrell LLP from July 1, 2023, through September 30, 2023 (Filed November 14, 2023, DOC 720-2)

    Order RE Motion for Order Authorizing Modification of the Distribution Plan (Filed October 31, 2023, DOC 716)

    Order Approving Eighteenth Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Successor Receiver, Raines Feldman Littrell LLP and Schinner & Shain, LLP from April 1, 2023 Through June 30, 2023 (Filed September 9, 2023, DOC 711)

    Eighteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman Littrell LLP, And Schinner & Shain, LLP From April 1, 2023 Through June 30, 2023 (Filed August 8, 2023, DOC 709)

    Declaration of Kathy Bazoian Phelps In Support of Eighteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval of Fees And Expenses For The Successor Receiver, Raines Feldman Littrell LLP, And Schinner & Shain, LLP From April 1, 2023 Through June 30, 2023 (Filed August 8, 2023, DOC 709-1)

    Declaration of Frederick Koenen In Support of Eighteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval of Fees And Expenses For The Successor Receiver, Raines Feldman Littrell LLP, And Schinner & Shain, LLP From April 1, 2023 Through June 30, 2023 (Filed August 8, 2023, DOC 709-2)

    [Proposed] Order Approving Eighteenth Interim Administrative Motion For an Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman Littrell LLP, And Schinner & Shain, LLP From April 1, 2023 Through June 30, 2023 (Filed August 8, 2023, DOC 709-3)

    Order Approving Administrative Motion For An Order Pursuant to Local Civil Rule 7-11 Resetting Deadlines To Respond To Receiver’s Motion For Order Authorizing Modification Of The Distribution Plan (Filed August 7 2023, DOC 708)

    Administrative Motion Pursuant to Local Civil Rule 7-11 For Order Resetting Deadlines To Respond To Receiver’s Motion For Order Authorizing Modification Of The Distribution Plan (Filed August 7 2023, DOC 707)

    [Proposed] Order Approving Administrative Motion For An Order Pursuant to Local Civil Rule 7-11 Resetting Deadlines To Respond To Receiver’s Motion For Order Authorizing Modification Of The Distribution Plan (Filed August 7 2023, DOC 707-1)

    Notice Of Hearing On Motion By Receiver Kathy Bazoian Phelps For Order Authorizing Modification Of The Distribution Plan (Filed July 27 2023, DOC 705)

    Motion By Receiver Kathy Bazoian Phelps For Order Authorizing Modification Of The Distribution Plan (Filed July 27 2023, DOC 704)

    Declaration Of Kathy Bazoian Phelps In Support Of Motion By Receiver Kathy Bazoian Phelps For Order Authorizing Modification Of The Distribution Plan (Filed July 27 2023, DOC 704-1)

    Declaration Of Julia Damasco In Support Of Motion By Receiver Kathy Bazoian Phelps For Order Authorizing Modification Of The Distribution Plan (Filed July 27 2023, DOC 704-2)

    [Proposed] Order Granting Motion By Receiver Kathy Bazoian Phelps To Modify The Distribution Plan (Filed July 27 2023, DOC 704-3)

    Order Approving Seventeenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver And Raines Feldman LLP From January 1, 2023 Through March 31, 2023 (Filed June 1, 2023, DOC 702)

    Seventeenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver And Raines Feldman LLP From January 1, 2023 Through March 31, 2023 (Filed May 26, 2023, DOC 701)

    Declaration Of Kathy Bazoian Phelps In Support Of Seventeenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver And Raines Feldman LLP From January 1, 2023 Through March 31, 2023 (Filed May 26, 2023, DOC 701-1)

    [Proposed] Order Approving Seventeenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver And Raines Feldman LLP From January 1, 2023 Through March 31, 2023 (Filed May 26, 2023, DOC 701-2)

    Order Approving Sixteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7 11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP From October 1, 2022 Through December 31, 2022 (Filed February 27, 2023, DOC 694)

    Sixteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP, From October 1, 2022 Through December 31, 2022 (Filed February 21, 2023, DOC 693)

    Declaration Of Kathy Bazoian Phelps In Support Of Sixteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP From October 1, 2022 Through December 31, 2022 (Filed February 21, 2023, DOC 693-1)

    Declaration Of Julia Damasco In Support Of Sixteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP From October 1, 2022 Through December 31, 2022 (Filed February 21, 2023, DOC 693-2)

    [Proposed] Order Approving Sixteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7 11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP From October 1, 2022 Through December 31, 2022 (Filed February 21, 2023, DOC 693-3)

    Order Directing ZocDoc, Inc., to Transfer Shares (Filed November 21, 2022, DOC 690)

    Order Approving Fifteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP, From July 1, 2022 Through September 30, 2022 (Filed November 7, 2022, DOC 689)

    Fifteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP, From July 1, 2022 Through September 30, 2022 (Filed November 7, 2022, DOC 688)

    Declaration Of Kathy Bazoian Phelps In Support Of Fifteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP, From July 1, 2022 Through September 30, 2022 (Filed November 7, 2022, DOC 688-1)

    Declaration Of David Castleman In Support Of Fifteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP, From July 1, 2022 Through September 30, 2022 (Filed November 7, 2022, DOC 688-2)

    Declaration Of Julia Damasco In Support Of Fifteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP, From July 1, 2022 Through September 30, 2022 (Filed November 7, 2022, DOC 688-3)

    [Proposed] Order Approving Fifteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP, From July 1, 2022 Through September 30, 2022 (Filed November 7, 2022, DOC 688-4)

    Notice of Hearing On Motion by Receiver Kathy Bazoian Phelps for Order Directing ZocDoc, Inc. To Transfer Shares (Filed October 25, 2022, Doc 685)

    Motion by Receiver Kathy Bazoian Phelps for Order Directing ZocDoc, Inc. to Transfer Shares (Filed October 25, 2022 DOC 684)

    Declaration Of Kathy Bazoian Phelps In Support Of Motion By Receiver For Order Directing ZocDoc, Inc. To Transfer Shares (Filed October 25, 2022, DOC 684-1)

    [Proposed] Order Directing ZocDoc, Inc. To Transfer Shares (Filed October 25, 2022, DOC 684-2)

    Order Approving Fourteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7 11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman Llp, And Miller Kaplan Arase Llp From April 1, 2022 Through June 30, 2022 (Filed August 24, 2022, DOC 683)

    Fourteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP, From April 1, 2022 Through June 30, 2022 (Filed August 23, 2022, DOC 682)

    Declaration Of Kathy Bazoian Phelps In Support Of Fourteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP From April 1, 2022 Through June 30, 2022 (Filed August 23, 2022, DOC 682-1)

    Declaration Of David Castleman In Support Of Fourteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP From April 1, 2022 Through June 30, 2022 (Filed August 23, 2022, DOC 682-2)

    Declaration Of Julia Damasco In Support Of Fourteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP From April 1, 2022 Through June 30, 202 (Filed August 23, 2022, DOC 682-3)

    [Proposed] Order Approving Fourteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7 11 For The Approval Of Fees And Expenses For The Successor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP From April 1, 2022 Through June 30, 2022 (Filed August 23, 2022, DOC 682-4)

    Order Approving Thirteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Raines Feldman LLP, and Miller Kaplan Arase LLP, From January 1, 2022 Through March 31, 2022 (Filed May 19, 2022, DOC 680)

    Thirteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP, From January 1, 2022 Through March 31, 2022 (Filed May 13, 2022, DOC 679)

    Declaration Of Kathy Bazoian Phelps In Support Of Thirteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Raines Feldman LLP, Miller Kaplan Arase LLP, And Schinner & Shain LLP From January 1, 2022 Through March 31, 2022 (Filed May 13, 2022, DOC 679-1)

    Declaration Of David Castleman In Support Of Thirteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP From January 1, 2022 Through March 31, 2022 (Filed May 13, 2022, DOC 679-2)

    Declaration Of Julia Damasco In Support Of Thirteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP From January 1, 2022 Through March 31, 2022 (Filed May 13, 2022, DOC 679-3)

    [Proposed] Order Approving Thirteenth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Raines Feldman LLP, And Miller Kaplan Arase LLP From January 1, 2022 Through March 31, 2022 (Filed May 13, 2022, DOC 679-4)

    Order Approving Twelfth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Raines Feldman LLP, Miller Kaplan Arase LLP, And Schinner & Shain LLP From October 1, 2021 Through December 31, 2021 (Filed January 25, 2022, DOC 677)

    Twelfth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Raines Feldman LLP, Miller Kaplan Arase LLP, And Schinner & Shain LLP From October 1, 2021 Through December 31, 2021 (Filed January 24, 2022, DOC 676)

    Declaration Of Kathy Bazoian Phelps In Support Of Twelfth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Raines Feldman LLP, Miller Kaplan Arase LLP, And Schinner & Shain LLP From October 1, 2021 Through December 31, 2021 (Filed January 24, 2022, DOC 676-1)

    Declaration Of David Castleman In Support Of Twelfth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Raines Feldman LLP, Miller Kaplan Arase LLP, And Schinner & Shain LLP From October 1, 2021 Through December 31, 2021 (Filed January 24, 2022, DOC 676-2)

    Declaration Of Julia Damasco In Support Of Twelfth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Raines Feldman LLP, Miller Kaplan Arase LLP, And Schinner & Shain LLP From October 1, 2021 Through December 31, 2021 (Filed January 24, 2022, DOC 676-3)

    Declaration Of Frederick Koenen In Support Of Twelfth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Raines Feldman LLP, Miller Kaplan Arase LLP, And Schinner & Shain LLP From October 1, 2021 Through December 31, 2021 (Filed January 24, 2022, DOC 676-4)

    [Proposed] Order Approving Twelfth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Raines Feldman LLP, Miller Kaplan Arase LLP, And Schinner & Shain LLP From October 1, 2021 Through December 31, 2021 (Filed January 24, 2022, DOC 676-5)

    Order Granting Motion by Receiver Kathy Bazoian Phelps for Order Authorizing Sale Pursuant to 28 U.S.C. § 2004 of Shares of Evernote Corporation and to Modify the Distribution Plan (Filed December 10, 2021, DOC 674)

    Notice of Hearing on Motion by Receiver Kathy Bazoian Phelps for Order Authorizing Sale Pursuant to 28 U.S.C. § 2004 of Shares of Evernote Corporation and for Modification of the Distribution Plan (Filed November 24, 2021, DOC 671)

    Motion by Receiver Kathy Bazoian Phelps for Order Authorizing Sale Pursuant to 28 U.S.C. § 2004 of Shares of Evernote Corporation and for Modification of the Distribution Plan (Filed November 24, 2021, DOC 670)

    Declaration of Kathy Bazoian Phelps in Support of Motion by Receiver Kathy Bazoian Phelps for Order Authorizing Sale Pursuant to 28 U.S.C. § 2004 of Shares of Evernote Corporation and for Modification of the Distribution Plan (Filed November 24, 2021, DOC 670-1)

    [Proposed] Order re Motion by Receiver Kathy Bazoian Phelps for Order Authorizing Sale Pursuant to 28 U.S.C. § 2004 of Shares of Evernote Corporation and for Modification of the Distribution Plan (Filed November 24, 2021, DOC 670-2)

    Order Approving Eleventh Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Succesor Receiver, Raines Feldman LLP, Miller Kaplan Arase LLP, and Schinner & Shain LLP from July 1, 2021 through September 30, 2021 (Filed November 3, 2021, DOC 669)

    Eleventh Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Succesor Receiver, Raines Feldman LLP, Miller Kaplan Arase LLP, and Schinner & Shain LLP from July 1, 2021 through September 30, 2021 (Filed November 2, 2021, DOC 668)

    Declaration of Kathy Bazoian Phelps in Support of Eleventh Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Succesor Receiver, Raines Feldman LLP, Miller Kaplan Arase LLP, and Schinner & Shain LLP from July 1, 2021 through September 30, 2021 (Filed November 2, 2021, DOC 668-1)

    Declaration of David A. Castleman in Support of Eleventh Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Succesor Receiver, Raines Feldman LLP, Miller Kaplan Arase LLP, and Schinner & Shain LLP from July 1, 2021 through September 30, 2021 (Filed November 2, 2021, DOC 668-2)

    Declaration of Julia Damasco in Support of Eleventh Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Succesor Receiver, Raines Feldman LLP, Miller Kaplan Arase LLP, and Schinner & Shain LLP from July 1, 2021 through September 30, 2021 (Filed November 2, 2021, DOC 668-3)

    Declaration of Frederick Koenen in Support of Eleventh Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Succesor Receiver, Raines Feldman LLP, Miller Kaplan Arase LLP, and Schinner & Shain LLP from July 1, 2021 through September 30, 2021 (Filed November 2, 2021, DOC 668-4)

    Order Granting Administrative Motion by Receiver Kathy Bazoian Phelps for Order: (1) Approving Sale and Distribution of Publicly Traded Securities Pursuant to Distribution Plan; and (2) For Modification of the Distribution Plan (Filed August 22, 2021, DOC 665)

    Notice of Administrative Motion by receiver Kathy Bazoian Phelps for Order: (1) Approving Sale and Distribution of Publicly Traded Securities Pursuant to Distribution Plan; and (2) For Modification of the Distribution Plan (Filed August 6, 2021, DOC 664)

    Administrative Motion by receiver Kathy Bazoian Phelps for Order: (1) Approving Sale and Distribution of Publicly Traded Securities Pursuant to Distribution Plan; and (2) For Modification of the Distribution Plan (Filed August 6, 2021, DOC 663)

    Declaration of Kathy Bazoian Phelps in Support of Administrative Motion for Order: (1) Approving Sale and Distribution of Publicly Traded Securities Pursuant to Distribution Plan; and (2) For Modification of the Distribution Plan (Filed August 6, 2021, DOC 663-1)

    [PROPOSED] Order Granting Administrative Motion by Receiver Kathy Bazoian Phelps for Order: (1) Approving Sale and Distribution of Publicly Traded Securities Pursuant to Distribution Plan; and (2) For Modification of the Distribution Plan (Filed August 6, 2021, DOC 663-2)

    Order Approving Tenth Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Successor Receiver, Raines Feldman LLP, and Miller Kaplan Arase LLP from April 1, 2021 through June 30, 2021 (Filed August 2, 2021, DOC 662)

    Tenth Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Successor Receiver, Raines Feldman LLP, and Miller Kaplan Arase LLP from April 1, 2021 through June 30, 2021 (Filed July 26, 2021, DOC 661)

    Declaration of Kathy Bazoian Phelps in Support of Tenth Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Successor Receiver, Raines Feldman LLP, and Miller Kaplan Arase LLP from April 1, 2021 through June 30, 2021 (Filed July 26, 2021, DOC 661-1)

    Declaration of David Castleman in Support of Tenth Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Successor Receiver, Raines Feldman LLP, and Miller Kaplan Arase LLP from April 1, 2021 through June 30, 2021 (Filed July 26, 2021, DOC 661-2)

    Declaration of Julia Damasco in Support of Tenth Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Successor Receiver, Raines Feldman LLP, and Miller Kaplan Arase LLP from April 1, 2021 through June 30, 2021 (Filed July 26, 2021, DOC 661-3)

    [PROPOSED] Order Approving Tenth Interim Administrative Motion for an Order Pursuant to Local Rule 7-11 for the Approval of Fees and Expenses for the Successor Receiver, Raines Feldman LLP, and Miller Kaplan Arase LLP from April 1, 2021 through June 30, 2021 (Filed July 26, 2021, DOC 661-4)

    Receiver’s Interim Status Report for Second Quarter 2021 (Filed July 26, 2021, DOC 660)

    Order Granting Motion by Receiver Kathy Bazoian Phelps for Order Approving Sale and Distribution of Airbnb Shares Pursuant to Distribution Plan and Creation of an Airbnb Administrative Cash Reserve (Filed June 6, 2021, DOC 659)

    Administrative Motion for Order Approving Sale and Distribution of Airbnb Shares Pursuant to Distribution Plan and Creation of an Airbnb Administrative Cash Reserve (Filed May 25, 2021, DOC 657)

    Declaration of Kathy Bazoain Phelps in Support of Administrative Motion for Order Approving Sale and Distribution of Airbnb Shares Pursuant to Distribution Plan and Creation of an Airbnb Administrative Cash Reserve (Filed May 25, 2021, DOC 657-1)

    [PROPOSED] Order Granting Motion by Receiver Kathy Bazoian Phelps for Order Approving Sale and Distribution of Airbnb Shares Pursuant to Distribution Plan and Creation of an Airbnb Administrative Cash Reserve (Filed May 25, 2021, DOC 657-2)

    Order Granting Administrative Motion by Receiver Kathy Bazoian Phelps Pursuant to Local Civil Rule 7-11 for Order Approving Employment of Raines Feldman LLP (Filed May 10, 2021, DOC 656)

    Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Substitution Of Counsel And Employment Of Raines Feldman LLP (Filed April 28, 2021, DOC 652)

    Declaration Of Kathy Bazoian Phelps In Support Of Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Substitution Of Counsel And Employment Of Raines Feldman LLP (Filed April 28, 2021, DOC 652-1)

    Declaration Of David Castleman In Support Of Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Substitution Of Counsel And Employment Of Raines Feldman LLP (Filed April 28, 2021, DOC 652-2)

    [PROPOSED] Order Granting Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Employment Of Raines Feldman LLP (Filed April 28, 2021, DOC 652-3)

    Certificate Of Service (Filed April 28, 2021, DOC 652-4)

    Order Approving Ninth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Diamond Mccarthy LLP, Miller Kaplan Arase LLP From January 1, 2021 Through March 31, 2021 (Filed April 28, 2021, DOC 651)

    Ninth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, Miller Kaplan Arase, LLP, And Schinner & Shain LLP From January 1, 2021 Through March 31, 2021 (Filed April 20, 2021, DOC 649)

    Declaration Of Kathy Bazoian Phelps In Support Of Ninth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, Miller Kaplan Arase, LLP, And Schinner & Shain LLP From January 1, 2021 Through March 31, 2021 (Filed April 20, 2021, DOC 649-1)

    Declaration Of David Castleman In Support Of Ninth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, Miller Kaplan Arase, LLP, And Schinner & Shain LLP From January 1, 2021 Through March 31, 2021 (Filed April 20, 2021, DOC 649-2)

    Declaration Of Julia Damasco In Support Of Ninth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, Miller Kaplan Arase, LLP, And Schinner & Shain LLP From January 1, 2021 Through March 31, 2021 (Filed April 20, 2021, DOC 649-3)

    Declaration Of Frederick Koenen In Support Of Ninth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, Miller Kaplan Arase, LLP, And Schinner & Shain LLP From January 1, 2021 Through March 31, 2021 (Filed April 20, 2021, DOC 649-4)

    [Proposed] Order Approving Ninth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, Miller Kaplan Arase, LLP, And Schinner & Shain LLP From January 1, 2021 Through March 31, 2021 (Filed April 20, 2021, DOC 649-5)

    Receiver’s Interim Status Report For First Quarter 2021 (Filed April 22, 2021, DOC 648)

    Order Granting Motion By Receiver Kathy Bazoian Phelps For Order Approving Settlement With Ben Sabrin (Filed March 24, 2021, DOC 646)

    Notice Of Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Settlement With Ben Sabrin (Filed March 19, 2021, DOC 645)

    Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Settlement With Ben Sabrin (Filed March 19, 2021, DOC 644)

    Declaration Of Kathy Bazoian Phelps In Support Of Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Settlement With Ben Sabrin (Filed March 19, 2021, DOC 644-1)

    [Proposed] Order Granting Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Settlement With Ben Sabrin (Filed March 19, 2021, DOC 644-2)

    Order Granting Motion By Receiver Kathy Bazoian Phelps For Order: (1) Approving Sale And Distribution Of Palantir Shares Pursuant To Distribution Plan; And (2) For Modification Of The Distribution Plan (Filed February 26, 2021, DOC 642)

    Notice Of Hearing On Motion By Receiver Kathy Bazoian Phelps For Order: (1) Approving Sale And Distribution Of Palantir Shares Pursuant To Distribution Plan; And (2) For Modification Of The Distribution Plan (Filed February 17, 2021, DOC 639)

    Motion By Receiver Kathy Bazoian Phelps For Order: (1) Approving Sale And Distribution Of Palantir Shares Pursuant To Distribution Plan; And (2) For Modification Of The Distribution Plan (Filed February 17, 2021, DOC 638)

    Declaration Of Kathy Bazoian Phelps In Support Of Motion For Order (1) Approving Sale And Distribution Of Palantir Shares Pursuant To Distribution Plan; And (2) For Modification Of The Distribution Plan (Filed February 17, 2021, DOC 638-1)

    [Proposed] Order Granting Motion By Receiver Kathy Bazoian Phelps For Order: (1) Approving Sale And Distribution Of Palantir Shares Pursuant To Distribution Plan; And (2) For Modification Of The Distribution Plan (Filed February 17, 2021, DOC 638-2)

    Receiver’s Interim Status Report For Fourth Quarter 2020 (Filed February 17, 2021 DOC 637)

    Order Approving Eighth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, And Miller Kaplan Arase LLP From October 1, 2020 Through December 31, 2020 (Filed February 16, 2021, DOC 636)

    Eighth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Diamond McCarthy LLP, And Miller Kaplan Arase LLP From October 1, 2020 Through December 31, 2020 (Filed February 9, 2021, DOC 635)

    Declaration Of Kathy Bazoian Phelps In Support Of Eighth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Diamond McCarthy LLP, And Miller Kaplan Arase LLP From October 1, 2020 Through December 31, 2020 (Filed February 9, 2021, DOC 635-1)

    Declaration Of Christopher Sullivan In Support Of Eighth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Diamond McCarthy LLP, And Miller Kaplan Arase LLP From October 1, 2020 Through December 31, 2020 (Filed February 9, 2021, DOC 635-2)

    Declaration Of Julia Damasco In Support Of Eighth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Diamond McCarthy LLP, And Miller Kaplan Arase LLP From October 1, 2020 Through December 31, 2020 (Filed February 9, 2021, DOC 635-3)

    [Proposed] Order Approving Eighth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver, Diamond McCarthy LLP, And Miller Kaplan Arase LLP From October 1, 2020 Through December 31, 2020 (Filed February 9, 2021, DOC 635-4)

    Order Approving Seventh Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, Miller Kaplan Arase LLP And Schinner & Shain LLP From July 1, 2020 Through September 30, 2020 (Filed November 10, 2020, DOC 633)

    Seventh Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, Miller Kaplan Arase LLP And Schinner & Shain LLP From July 1, 2020 Through Sepember 30, 2020 (Filed November 10, 2020, DOC 632)

    Declaration Of Kathy Bazoian Phelps In Support Of Seventh Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, Miller Kaplan Arase LLP And Schinner & Shain LLP From July 1, 2020 Through Sepember 30, 2020 (Filed November 10, 2020, DOC 632-1)

    Declaration Of Christopher Sullivan In Support Seventh Of Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, Miller Kaplan Arase LLP And Schinner & Shain LLP From July 1, 2020 Through Sepember 30, 2020 (Filed November 10, 2020, DOC 632-2)

    Declaration Of Julia Damasco In Support Of Seventh Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, Miller Kaplan Arase LLP And Schinner & Shain LLP From July 1, 2020 Through Sepember 30, 2020 (Filed November 10, 2020, DOC 632-3)

    Declaration Of Frederick Koenen In Support Of Seventh Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, Miller Kaplan Arase LLP And Schinner & Shain LLP From July 1, 2020 Through Sepember 30, 2020 (Filed November 10, 2020, DOC 632-4)

    [Proposed] Order Approving Seventh Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, Miller Kaplan Arase LLP And Schinner & Shain LLP From July 1, 2020 Through Sepember 30, 2020 (Filed November 10, 2020, DOC 632-5)

    Order Granting Motion By Receiver Kathy Bazoian Phelps To Make Interim Distribution To Class 3 Claimants (Filed November 9, 2020, DOC 631)

    Notice Of Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order To Make Interim Distribution To Class 3 Claimants (Filed November 2, 2020, DOC 630)

    Administrative Motion By Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order To Make Interim Distribution To Class 3 Claimants (Filed November 2, 2020, DOC 629)

    Declaration Of Kathy Bazoian Phelps In Support Of Administrative Motion By Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order To Make Interim Distribution To Class 3 Claimants (Filed November 2, 2020, DOC 629-1)

    [Proposed] Order Granting Motion By Receiver Kathy Bazoian Phelps To Make Interim Distribution To Class 3 Claimants (Filed November 2, 2020, DOC 629-2)

    Order Granting Motion By Receiver Kathy Bazoian Phelps For Modification Of The Distribution Plan With Respect To Claimant The ELIV Group, LLC (Filed September 11, 2020, DOC 627)

    Order Granting Motion By Receiver Kathy Bazoian Phelps Authorization To Execute Lock-Up Agreement And To Sell Securities Pursuant To Distribution Plan (Filed September 9, 2020, DOC 626)

    Notice Of Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Modifying The Distribution Plan With Respect To Claimant The ELIV Group, LLC (Filed September 9, 2020, DOC 625)

    Administrative Motion By Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Modifying The Distribution Plan With Respect To Claimant The ELIV Group, LLC (Filed September 9, 2020, DOC 624)

    Declaration Of Kathy Bazoian Phelps In Support Of Administrative Motion By Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Modifying The Distribution Plan With Respect To Claimant The ELIV Group, LLC (Filed September 9, 2020, DOC 624-1)

    Declaration of Mary Langan In Support Of Administrative Motion By Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Modifying The Distribution Plan With Respect To Claimant The ELIV Group, LLC (Filed September 9, 2020, DOC 624-2)

    [Proposed] Order Granting Motion By Kathy Bazoian Phelps For Modification Of The Distribution Plan With Respect To Claimant The ELIV Group, LLC (Filed September 9, 2020, DOC 624-3)

    Notice Of Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Authorizing Execution Of Lock-Up Agreement And Approving Sale Of Securites Pursuant To Distribution Plan (Filed September 4, 2020, DOC 623)

    Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Authorizing Execution Of Lock-Up Agreement And Approving Sale Of Securites Pursuant To Distribution Plan (Filed September 4, 2020, DOC 622)

    Declaration Of Kathy Bazoian Phelps In Support Of Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Authorizing Execution Of Lock-Up Agreement And Approving Sale Of Securites Pursuant To Distribution Plan (Filed September 4, 2020, DOC 622-1)

    [Proposed] Order Granting Motion By Receiver Kathy Bazoian Phelps Authorization To Execute Lock-Up Agreement And To Sell Securites Pursuant To Distribution Plan (Filed September 4, 2020, DOC 622-2)

    Order Approving Sixth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, Miller Kaplan Arase LLP And Schinner & Shain Through June 30, 2020. (Filed September 9, 2020, DOC 621)

    Order Granting Motion By Receiver Kathy Bazoian Phelps For Approval Of Sale And Distribution Of Publicly Traded Securities Pursuant To Distribution Plan (Filed July 20, 2020, DOC 619)

    Notice Of Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Sale And Distribution Of Publicly Traded Securities Pursuant To Distribution Plan (Filed July 13, 2020, DOC 618)

    Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Rule 7-11 For Order Approving Sale And Distribution Of Publicly Traded Securities Pursuant To Distribution Plan (Filed July 13, 2020, DOC 617)

    Declaration Of Kathy Bazoian Phelps In Support Of Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Rule 7-11 For Order Approving Sale And Distribution Of Publicly Traded Securities Pursuant To Distribution Plan (Filed July 13, 2020, DOC 617-1)

    [Proposed] Order Granting Motion By Receiver Kathy Bazoian Phelps For Approval Of Sale And Distribution Of Publicly Traded Securities Pursuant To Distribution Plan (Filed July 13, 2020, DOC 617-2)

    Order Approving Fifth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, Miller Kaplan Arase LLP, And Schinner & Shain LLP From January 1, 2020 Through March 30, 2020. (Filed June 23, 2020, DOC 615)

    Fifth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, And Schinner & Shain LLP From January 1, 2020 Through March 30, 2020. (Filed June 17, 2020, DOC 614)

    Declaration Of Kathy Bazoian Phelps In Support Of Fifth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, And Schinner & Shain LLP From January 1, 2020 Through March 30, 2020. (Filed June 17, 2020, DOC 614-1)

    Declaration Of Christopher D. Sullivan In Support Of Fifth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, And Schinner & Shain LLP From January 1, 2020 Through March 30, 2020. (Filed June 17, 2020, DOC 614-2)

    Declaration Of Frederick Koenen In Support Of Fifth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, And Schinner & Shain LLP From January 1, 2020 Through March 30, 2020. (Filed June 17, 2020, DOC 614-3)

    [Proposed] Order Approving Fifth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver, Diamond McCarthy LLP, And Schinner & Shain LLP From January 1, 2020 Through March 30, 2020. (Filed June 17, 2020, DOC 614-4)

    Amended Order Re Motions: (1) For Final Approval Of Receiver’s Plan Of Distribution And For Order Approving Form And Manner Of Notice [DKT NO 570]; (2) To Disallow Purported Guarantee Claims [DKT NO 575]; (3) For Instructions Re Investor Advisory Committee [DKT NO 583] (Filed May 25, 2020, DOC 613)

    [Proposed] Amended Order Re Motions: (1) For Final Approval Of Receiver’s Plan Of Distribution And For Order Approving Form And Manner Of Notice [DKT NO 570]; (2) To Disallow Purported Guarantee Claims [DKT NO 575]; (3) For Instructions Re Investor Advisory Committee [DKT NO 583] (Filed May 22, 2020, DOC 612)

    Declaration of Kathy Bazoian Phelps Re [Proposed] Amended Order Re Motions: (1) For Final Approval Of Receiver’s Plan Of Distribution And For Order Approving Form And Manner Of Notice [DKT NO 570]; (2) To Disallow Purported Guarantee Claims [DKT NO 575]; (3) For Instructions Re Investor Advisory Committee [DKT NO 583] (Filed May 22, 2020, DOC 612-1)

    Civil Minutes for proceedings held by Zoom webinar on May 13, 2020 (Filed May 13, 2020, DOC 608)

    Notice of Zoom Dial-in Information (Filed May 7, 2020, DOC 606)

    Saddle River Profit Opportunity LLC’s Opposition To Receiver’s Plan Of Distribution And Reservation Of Rights (Filed May 7, 2020, DOC 607)

    Notice Of Zoom Webinar Hearing On Motions Related To Final Approval Of Receiver’s Distribution Plan (DOC. NOS. 570, 572, 575, 583) (Filed April 27, 2020, DOC 603)

    Plaintiff Securities And Exchange Commission’s Reply In Support Of It’s Objection To Joshua Cilano’s Appointment To Investor Advisory Committee (Filed April 9, 2020, DOC 601)

    The SRA Funds Investor Group And Claimant Joshua Cilano’s Joint Response To The SEC’s Objection To Mr. Cilano’s Appointment To The Investor Advisory Committee (Filed April 2, 2020, DOC 600)

    Plaintiff Securities And Exchange Commission’s Reply In Support Of It’s Objections To Claims By Michele Mazzola And Joshua Cilano For Management Fees (Filed April 2, 2020, DOC 599)

    Receiver’s Reply To Opposition Of Joshua Cilano To Plaintiff Securities And Exchange Commission’s Objections To Receivership Claims By Michele Mazzola And Joshua Cilano For Management Fees (Filed April 1, 2020, DOC 598)

    Declaration Of Kathy Bazoian Phelps In Support Of Receiver’s Reply To Opposition Of Joshua Cilano To Plaintiff Securities And Exchange Commission’s Objections To Receivership Claims By Michele Mazzola And Joshua Cilano For Management Fees (Filed April 1, 2020, DOC 598-1)

    Receiver’s Omnibus Reply To Oppositions To Motion For: (1) Final Approval Of Receiver’s Plan Of Distribution; And (2) For Order Approving Form And Manner Of Notice; (Filed March 26, 2020, DOC 594)

    Declaration Of Kathy Bazoian Phelps In Support Receiver’s Omnibus Reply To Oppositions To Motion For (1) Final Approval Of Receiver’s Plan Of Distribution; And (2) For Order Approving Form And Manner Of Notice (Filed March 26, 2020, DOC 594-1)

    Stipulation And Order To Extend Deadlines For Filing Reply Papers In Support Of Objection To Management Fee Claims (ECF 572) And In Response To Motion For Instructions On Investor Advisory Committee (ECF 583) (Filed March 26, 2020, DOC 593)

    Declaration Of Joshua Cilano In Response To Plaintiff Securities And Exchange Commission’s Objections To Receivership Claims By Joshua Cilano (Filed March 24, 2020, DOC 591-1)

    Opposition Of Joshua Cilano To Plaintiff Securities And Exchange Commission’s Objection To The Creditor Claim Of Joshua Cilano (Filed March, 23, 2020, DOC 590)

    Progresso’s Notice Of Joinder In Plaintiff Securities And Exchange Commission’s Objections To Receivership Claims By Michele Mazzola And Joshua Cilano For Management Fees (Filed March 20, 2020, DOC 589)

    Plaintiff Securities And Exchange Commission’s Objection To Joshua Cilano’s Appointment To Investor Advisory Committee (Filed March 18, 2020, DOC 587)

    Stipulation And Order As Modified Modifying Briefing And Hearing Schedule On Plaintiff Sec’s Objection To Joshua Cilano’s Receivership Claim (Filed March 18, 2020, DOC 586)

    Stipulation And [Proposed] Order Modifying Briefing And Hearing Schedule On Plaintiff Sec’s Objection To Joshua Cilano’s Receivership Claim (Filed March 16, 2020, DOC 585)

    Notice Of Motion And Motion By Receiver Kathy Bazoian Phelps For Instructions Regarding Investors Advisory Committee; Memorandum Of Points And Authorities (Filed March 13, 2020, DOC 583)

    Declaration Of Kathy Bazoian Phelps In Support Of Receiver’s Motion For Instructions Regarding Investor Advisory Committee (Filed March 13, 2020, DOC 583-1)

    [Proposed] Order Granting Motion By Receiver Kathy Bazoian Phelps For Instructions Regarding Investor Advisory Committee (Filed March 13, 2020, DOC 583-2)

    Securities And Exchange Commission Opposition to Plan (Filed March 11, 2020, DOC 582)

    Saddle River Profit Opportunity Investor Letter Objection To Plan (Filed March 11, 2020, DOC 580)

    Receiver’s Notice Of Joinder In Plaintiff Securities And Exchange Commission’s Objections To Receivership Claims By Michele Mazzola And Joshua Cilano For Management Fees (Filed March 12, 2020, DOC 579)

    Order Granting Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Settlement With Trustee Of John Bivona Bankruptcy Estate And The Eliv Group (Filed March 9, 2020, DOC 578)

    Order Granting Administration Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Employment Of: (1) Oxis Capital, Inc. As Valuation Professional; And (2) Miller Kaplan As Tax Preparer (Filed March 9 , 2020, DOC 577)

    Receiver’s Notice Of Motion And Motion To Disallow Purported Guarantee Claims; Memorandum Of Points And Authorities (Filed March 6, 2020, DOC 575)

    Declaration Of Kathy Bazoian Phelps In Support Of Receiver’s Motion To Disallow Purported Guarantee Claims (Filed March 6, 2020, DOC 575-1)

    (Proposed) Order Granting Receiver’s Motion To Disallow Purported Guarantee Claims (Filed March 6, 2020, DOC 575-2)

    Proof Of Service (Filed March 6, 2020, DOC 575-3)

    Plaintiff Securities And Exchange Commission’s Objections To Receivership Claims By Michele Mazzola And Joshua Cilano For Management Fees (Filed February 28, 2020, DOC 572)

    Attachment Exhibit 1 (Filed February 28, 2020, DOC 572-1)

    Attachment Exhibit 2 (Filed February 28, 2020, DOC 572-2)

    Certificate Of Service (Filed February 28, 2020, DOC 572-3)

    Notice Of Hearing On Motion For: (1) Final Approval Of Receiver’s Plan Of Distribution; And (2) For Order Approving Form And Manner Of Notice; And Notice Of Opportunity To Serve On Investment Advisory Committee (Filed February 27, 2020, DOC 571)

    Notice Of Motion And Motion For: (1) Final Approval Of Receiver’s Plan Of Distribution; And (2) For Order Approving Form And Manner Of Notice; And Notice Of Opportunity To Serve On Investment Advisory Committee (Filed February 27, 2020, DOC 570)

    Declaration Of Kathy Bazoian Phelps In Support Of Motion For: (1) Final Approval Of Receiver’s Plan Of Distribution; And (2) For Order Approving Form And Manner Of Notice; And Notice Of Opportunity To Serve On Investment Advisory Committee (Filed February 27, 2020, DOC 570-1)

    [Proposed] Order Granting Motion For: (1) Final Approval Of Receiver’s Plan Of Distribution; And (2) For Order Approving Form And Manner Of Notice; (Filed February 27, 2020, DOC 570-2)

    Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Settlement With Trustee Of John Bivona Bankruptcy Estate And The Eliv Group (Filed February 25, 2020, DOC 569)

    Declaration Of Kathy Bazoian Phelps In Support Of Administrative Motion Pursuant To Local Civil Rule 7-11 For Order Approving Settlement With Trustee Of John Bivona Bankruptcy Estate And The Eliv Group (Filed February 25, 2020, DOC 569-1)

    [Proposed] Order Granting Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Settlement With Trustee Of John Bivona Bankruptcy Estate And The Eliv Group (Filed February 25, 2020, DOC 569-2)

    Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Enployment Of: (1) Oxis Capital, Inc. As Valuation Professional; (2) Miller Kaplan Arase, LLC As Tax Preparer (Filed February 25, 2020, DOC 568)

    Declaration of Kathy Bazoian Phelps In Support In Support Of Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Rule 7-11 For Order Approving Employment Of: (1) Oxis Capital, Inc. As Valuation Professional; And (2) Miller Kaplan Arase LLC As Tax Preparer (Filed February 25, 2020, DOC 568-1)

    [Proposed] Order Granting Administration Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Employment Of: (1) Oxis Capital, Inc. As Valuation Professional; And (2) Miller Kaplan As Tax Preparer (Filed February 25, 2020, DOC 568-2)

    Order Approving Fourth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver And Counsel From October 1, 2019 Through December 31, 2019; For The Approval Of Fees For Miller Kaplan Arase LLP From August 2019 Through December 31, 2019; And For The Approval Of Fees For Schinner & Shain Through December 31, 2019 (Filed February 19, 2020, DOC 567)

    Stipulation And Order As Modified (1) Setting Briefing And Hearing Schedule On Receiver’s Motion For Final Approval Of Distribution Plan And Related Claims Objections; And (2) Approving Procedures Re Selection Of Investment Advisory Committee (Filed February 19, 2020, DOC 566)

    Stipulation And [Proposed] Order (1) Setting Briefing And Hearing Schedule On Receiver’s Motion For Final Approval Of Distribution Plan And Related Claims Objections; And (2) Approving Procedures Re Selection Of Investment Advisory Committee (Filed February 18, 2020, DOC 565)

    Fourth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver And Counsel From October 1, 2019 Through December 31, 2019; For The Approval Of Fees For Miller Kaplan Arase LLP From August 2019 Through December 31, 2019; And For The Approval Of Fees For Schinner & Shain Through December 31, 2019 (Filed February 14, 2020, DOC 564)

    Declaration Of Kathy Bazoian Phelps In Support Of Fourth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver And Counsel From October 1, 2019 Through December 31, 2019; For The Approval Of Fees For Miller Kaplan Arase LLP From August 2019 Through December 31, 2019; And For The Approval Of Fees For Schinner & Shain LLP Through December 31, 2019 (Filed February 14, 2019, DOC 564-1)

    Declaration Of Christopher Sullivan In Support Of Fourth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver And Counsel From October 1, 2019 Through December 31, 2019; For The Approval Of Fees For Miller Kaplan Arase LLP From August 2019 Through December 31, 2019; And For The Approval Of Fees For Schinner & Shain LLP Through December 31, 2019 (Filed February 14, 2019, DOC 564-9)

    Declaration Of Julia Damasco In Support Of Fourth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver And Counsel From October 1, 2019 Through December 31, 2019; For The Approval Of Fees For Miller Kaplan Arase LLP From August 2019 Through December 31, 2019; And For The Approval Of Fees For Schinner & Shain LLP Through December 31, 2019 (Filed February 14, 2019, DOC 564-13)

    Declaration Of Frederick Koenen In Support Of Fourth Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver And Counsel From October 1, 2019 Through December 31, 2019; For The Approval Of Fees For Miller Kaplan Arase LLP From August 2019 Through December 31, 2019; And For The Approval Of Fees For Schinner & Shain LLP Through December 31, 2019 (Filed February 14, 2019, DOC 564-15)

    Order Re Motion By Receiver Kathy Bazoian Phelps For Instructions Re Tax Matters Re Distribution Plan (Filed February 7, 2020, DOC 562)

    Receiver’s Interim Status Report For Fourth Quarter 2019 (Filed January 24, 2020, DOC 557)

    Receiver’s Reply To The SRA Funds Investor Group’s Response To The Receiver’s Supplement To Motion For Instructions Re Tax Matters Re Distribution Plan (Filed January 21, 2020, DOC 553)

    Plaintiff Securities And Exchange Commission’s Reply To SRA Investor Group Opposition Regarding Receiver’s Tax Opinions And Request For Instructions (Filed January 21, 2020, DOC 551)

    Order Granting Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Settlement With Equity Acquisition Company LTD (Filed January 15, 2020, DOC 550)

    The SRA Funds Investor Group’s Response To The Receiver’s Supplemental Filing Re Proposed Distribution Plan (EFC. No. 538) (Filed January 13, 2020, DOC 549)

    Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Settlement With Equity Acquisition Company Ltd. (Filed January 9, 2020, DOC 547)

    Declaration of Kathy Bazoian Phelps In Support Of Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Settlement With Equity Acquisition Company Ltd. (Filed January 9, 2020, DOC 547-1)

    Exhibit 1 – Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Settlement With Equity Acquisition Company Ltd. (Filed January 9, 2020, DOC 547-2)

    Order Denying Administrative Motion By SRA Funds Investor Group (Filed December 24, 2019, DOC 543)

    Plaintiff Securities And Exchange Commission’s Opposition To SRA Investor Group’s Administrative Motion (Filed December 20, 2019, DOC 541)

    Receiver’s Opposition To SRA Funds Investor Group’s Administrative Motion Re Receiver’s Motion To Employ Tax And Securities Counsel (Filed December 20, 2019, DOC 540)

    Declaration Of Kathy Bazoian Phelps In Support Of Receiver’s Opposition To SRA Funds Investor Group’s Administrative Motion Re Receiver’s Motion To Employ Tax And Securities Counsel (Filed December 20, 2019, DOC 540-1)

    The SRA Funds Investor Group’s Administrative Motion Re Receiver’s Motion To Employ Tax Advisor And Securities Counsel (Filed December 18, 2019, DOC 539)

    Declaration Of Jonathan K. Levine In Support Of The SRA Funds Investor Group’s Administrative Motion (Filed December 18, 2019, DOC 539-2)

    Exhibit A – The SRA Funds Investor Group’s Administrative Motion Re Receiver’s Motion To Employ Tax Advisor And Securities Counsel (Filed December 18, 2019, DOC 539-3)

    Exhibit B – The SRA Funds Investor Group’s Administrative Motion Re Receiver’s Motion To Employ Tax Advisor And Securities Counsel (Filed December 18, 2019, DOC 539-4)

    Exhibit C – The SRA Funds Investor Group’s Administrative Motion Re Receiver’s Motion To Employ Tax Advisor And Securities Counsel (Filed December 18, 2019, DOC 539-5)

    Exhibit D – The SRA Funds Investor Group’s Administrative Motion Re Receiver’s Motion To Employ Tax Advisor And Securities Counsel (Filed December 18, 2019, DOC 539-6)

    Exhibit E – The SRA Funds Investor Group’s Administrative Motion Re Receiver’s Motion To Employ Tax Advisor And Securities Counsel (Filed December 18, 2019, DOC 539-7)

    Exhibit F – The SRA Funds Investor Group’s Administrative Motion Re Receiver’s Motion To Employ Tax Advisor And Securities Counsel (Filed December 18, 2019, DOC 539-8)

    Exhibit G – The SRA Funds Investor Group’s Administrative Motion Re Receiver’s Motion To Employ Tax Advisor And Securities Counsel (Filed December 18, 2019, DOC 539-9)

    Supplement To Motion By Receiver Kathy Bazoian Phelps For Instructions Re Tax Matters Re Distribution Plan (Filed December 16, 2019, DOC 538)

    Civil Minutes (Filed October 8, 2019, DOC 532)

    Reply To The SRA Funds Investor Group’s Response To The Receiver’s Motion To: (1) Employ Miller Kaplan As Tax Advisor (2) Employ Schinner & Shain LLP As Securities Counsel; And (3) For Instructions (Filed October 3, 2019, DOC 528)

    Joint Status Report (Filed October 3, 2019, DOC 527)

    Receiver’s Interim Status Report For Third Quarter 2019 (Filed October 3, 2019, DOC 526)

    The SRA Funds Investor Group’s Response To The Receiver’s Motion To Employ Professionals And For Instructions From The Court (ECF No. 516) (Filed September 20, 2019, DOC 519)

    Exhibit A – The SRA Funds Investor Group’s Response To The Receiver’s Motion To Employ Professionals And For Instructions From The Court (ECF No. 516) (Filed September 20, 2019, DOC 519-1)

    Stipulation And Order (1) Modifying Briefing And Hearing Schedule On Receiver’s Motion To Employ Professionals And For Instructions And (2) Rescheduling Case Management Conference (Filed August 23, 2019, DOC 518)

    Motion By Receiver Kathy Bazoian Phelps To: (1) Employ Miller Kaplan As Tax Advisor (2) Employ Schinner & Shain LLP As Securities Counsel; And (3) For Instructions (Filed August 15, 2019, DOC 516)

    Notice Of Motion And Motion By Receiver Kathy Bazoian Phelps To (1) Employ Miller Kaplan As Tax Advisor (2) Employ Schinner & Shain LLP As Securities Counsel; And (3) For Instructions (Filed August 15, 2019, DOC 516-1)

    Declaration Of Receiver Kathy Bazoian Phelps In Support Of Motion To: (1) Employ Miller Kaplan As Tax Advisor (2) Employ Schinner & Shain LLP As Securities Counsel; And (3) For Instructions (Filed August 15, 2019, DOC 516-2)

    Proposed Order On Motion By Receiver Kathy Bazoian Phelps To: (1) Employ Miller Kaplan As Tax Advisor (2) Employ Schinner & Shain LLP As Securities Counsel; And (3) For Instructions (Filed August 15, 2019, DOC 516-3)

    Certificate Of Service On All Interested Parties (Filed August 15, 2019, DOC 516-4)

    Order Approving Second Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver And Counsel From April 1, 2019 Through June 30, 2019 And For Claims Agent Stretto From June 18, 2018 Through February 28, 2019 (Filed August 13, 2019, DOC 515)

    Order As Modified Granting Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 To (1) Excuse Deadline Re Tax Opinion; And (2) Shorten Time For Notice On Motion To Employ Professionals And For Instructions (Filed August 13, 2019, DOC 514)

    Second Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver And Counsel From April 1, 2019 Through June 30, 2019 And For Claims Agent Stretto From June 18, 2018 Through February 28, 2019 (Filed August 9, 2019, DOC 513)

    Declaration Of Kathy Bazoian Phelps In Support Of Second Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver And Counsel From April 1, 2019 Through June 30, 2019 And For Claims Agent Stretto From June 18, 2018 Through February 28, 2019 (Filed August 9, 2019, DOC 513-1)

    Declaration Of Lesley Anne Hawes In Support Of Second Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver And Counsel From April 1, 2019 Through June 30, 2019 And For Claims Agent Stretto From June 18, 2018 Through February 28, 2019 (Filed August 9, 2019, DOC 513-2)

    Proposed Order Approving Second Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver And Counsel From April 1, 2019 Through June 30, 2019 And For Claims Agent Stretto From June 18, 2018 Through February 28, 2019 (Filed August 9, 2019, DOC 513-3)

    Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 To (1) Excuse Deadline Re Tax Opinion; And (2) Shorten Time For Notice On Motion To Employ Professionals And For Instructions (Filed August 9, 2019, DOC 512)

    Declaration Of Kathy Bazoian Phelps In Support Of Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 To (1) Excuse Deadline Re Tax Opinion; And (2) Shorten Time For Notice On Motion To Employ Professionals And For Instructions (Filed August 9, 2019, DOC 512-1)

    Order Granting Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 To (1) Excuse Deadline Re Tax Opinion; And (2) Shorten Time For Notice On Motion To Employ Professionals And For Instructions (Filed August 9, 2019, DOC 512-2)

    Order Granting Amended Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Rule 7-11 For Order Approving Settlement With Pradeep Sindhu (Filed July 30, 2019, DOC 511)

    Amended Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Settlement With Pradeep Sindhu (Filed July 24, 2019, DOC 510)

    Proposed Order Granting Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Settlement With Pradeep Sindhu (Filed July 22, 2019, DOC 509-1)

    Civil Minutes (Filed June 27, 2019, DOC 503)

    Stipulation and Order Fixing The Allowed Amount Of Progresso’s Unsecured Creditor Claim (Filed June 27, 2019, DOC 502)

    Order Granting Motion To Disallow Certain Claims (Filed June 27, 2019, DOC 501)

    Plaintiff Securities and Exchange Commission’s Response To Investor Group’s Objections To Receiver’s Revised Distribution Plan; Supporting Declaration Of John S. Yun (Filed June 25, 2019, DOC 500)

    Amended Order Granting The Former Receiver’s Application For An Order To Pay Its And Its’ Counsel’s Fees For The Period January 1 To March 31, 2019 (Filed June 24, 2019, DOC 499)

    The SRA Funds Investor Group’s Response To The Successor Receiver’s Proposed Plan Of Distribution (ECF NOS. 487-488) (Filed June 20, 2019, DOC 496)

    Stipulation And Proposed Order Fixing The Allowed Amount Of Progresso’s Unsecured Creditor Claim (Filed June 7, 2019, DOC 490)

    Comments Of Receiver Kathy Bazoian Phelps Re Distribution Plan (Filed June 6, 2019, DOC 488)

    Receiver’s Proposed Plan Of Distribution (Filed June 6, 2019, DOC 487)

    Objection To Plaintiff Securities And Exchange Commission’s Revised Distribution Plan (Filed June 6, 2019, DOC 486)

    Order Approving First Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver And Counsel From The Inception Of The Successor Receiver’s Activities Through March 31, 2019 (Filed June 6, 2019, DOC 485)

    First Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Succesor Receiver And Counsel From The Inception Of The Successor Receiver’s Activites Through March 31, 2019 (Filed May 28, 2019, DOC 482)

    Declaration Of Kathy Bazoian Phelps In Support Of First Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver And Counsel From The Inception Of The Successor Receiver’s Activities Through March 31, 2019 (DOC 483)

    Declaration Of Lesley Anne Hawes In Support Of First Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expensees For The Successor Receiver And Counsel From The Inception Of The Successor Receiver’s Activities Through March 31, 2019 (DOC 484)

    [Proposed] Order Approving First Interim Administrative Motion For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees And Expenses For The Successor Receiver And Counsel From The Inception Of The Successor Receiver’s Activities Through March 31, 2019 (DOC 484-1)

    Proof Of Service (DOC 484-2)

    Receiver’s Notice Of Motion And Motion To Disallow Certain Claims; Memorandum Of Points And Authorities (Filed May 23, 2019, DOC 481)

    Declaration Of Kathy Bazoian Phelps In Support Of Receiver’s Motion To Disallow Certain Claims (DOC 481-1)

    Proposed Order Regarding Receiver’s Notice Of Motion And Motion To Disallow Certain Claims; Memorandum Of Points And Authorities (DOC 481-2)

    Order Granting The Former Receiver’s Application For An Order To Pay Its And Its’ Counsel’s Fees For The Period October 1 To December 31, 2018 (Filed April 25, 2019, DOC 480)

    Order Granting Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Employment Of: (1) Diamond McCarthy LLP, As General Counsel; (2) Grobstein Teeple LLC As Accountants; And (3) Stretto As Claims Agent (Filed March 20, 2019, DOC 476)

    Administrative Motion By Receiver Kathy Bazoian Phelps Pursuant To Local Civil Rule 7-11 For Order Approving Employment Of: (1) Diamond McCarthy LLP, As General Counsel; (2) Grobstein Teeple LLC As Accountants; And (3) Stretto As Claims Agent (Filed March 18, 2019, DOC 471)

    [Proposed] Order Granting Administrative Motion (DOC 471-1)

    Declaration Of Lesley Anne Hawes (DOC 472)

    Exhibit 1 (DOC 472-1)

    Exhibit 2 (DOC 472-2)

    Declaration Of Howard B. Grobstein (DOC 473)

    Exhibit 3 (DOC 473-1)

    Exhibit 4 (DOC 473-2)

    Declaration Of Kathy Bazoian Phelps (DOC 474)

    Exhibit 5 (DOC 474-1)

    Plaintiff Securities And Exchange Commission’s Revised Order Appointing Receiver (Filed February 28, 2019, DOC 469)

    Notice of Lodging of Receiver’s Quarterly Report To The Court For The Quarter Ended December 31, 2018 (Filed February 1, 2019, DOC 451)

    Plaintiff Securities And Exchange Commission’s Request With Proposed Order For Extension Of Filing Deadline During Furlough of Plaintiff’s Counsel (Filed December 29, 2018, DOC 446)

    Plaintiff Security And Exchange Commission’s Request With Proposed Order For Extension Of Filing Deadline During Furlough Of Plaintiff’s Counsel (Filed December 27, 2018, DOC 444)

    Order Re Proposed Distribution Plans (Filed December 20, 2018, DOC 443)

    Status Update Re: Susan Uecker On Behalf Of SRA Funds Investor Group (Filed December 18, 2018, DOC 442)

    Civil Minutes – December 13, 2018 (Filed December 13, 2018, DOC 437)

    The SRA Funds Investor Group’s Response To The Securities And Exchange Commission’s December 10, 2018 Filing (ECF 435) (Filed December 11, 2018, DOC 436)

    Plaintiff Securities And Exchange Commission’s Brief In Response To The SRA Investor Group’s Objections To The Amended Joint Distribution Plan And Revised Order Appointing Receiver (Filed December 10, 2018, DOC 435)

    Non-Party Telesoft Capital, LLC’s Joinder To The SRA Funds Investor Group’s (1) Objections To The Amended Joint Distribution Plan Filed By The SEC And The Receiver On 11/21/18; (2) Objections To The SEC’s Proposed New Receiver And Proposed Revised Order Appointing Receiver; And (3) Renewed Application For Entry Of The Investor Group’s Proposed Alternative Distribution Plan (Filed December 10, 2018, DOC 434)

    The SRA Funds Investor Group’s (1) Objections To The Amended Joint Distribution Plan Filed By The SEC And The Receiver On 11/21/18; (2) Objections To The SEC’s Proposed New Receiver And Proposed New Receiver And Proposed Revised Order Appointing Receiver; And (3) Renewed Application For Entry Of The Investor Group’s Proposed Alternative Distribution Plan (Filed December 7, 2018, DOC 432)

    Supplemental Joint Status Report (Filed December 6, 2018, DOC 431)

    Interested Party Progresso Venturs, LLC’s Responses And Objections To SEC And Receiver’s Proposed Amendment To The Joint Distribution Plan (Filed December 6, 2018, DOC 430)

    Objection Of Interested Party Global Generation Group, LLC To Amended Proposed Joint Plan of Distribution (Filed December 6, 2018, DOC 429)

    Plaintiff Securities And Exchange Commission’s Notice Of Filing Of Amended Proposed Joint Distribution Plan And Amended Order Appointing Receiver (Filed November 21, 2018, DOC 420)

    Notice Of Lodging Of Receiver’s Quarterly Report To The Court For The Quarter Ended September 30, 2018 (Filed October 31, 2018, DOC 418)

    Civil Minutes – October 23, 2018 (Filed October 23, 2018, DOC 413)

    Order Re Global Generation’s Status As Creditor Or Investor (Filed October 10, 2018, DOC 409)

    Exhibit C – Proposed Joint Plan of Distribution (Filed September 28, 2018, DOC 408-4)

    Exhibit B – The SRA Funds Investor Group’s Proposed Alternative Distribution Plan (Filed September 28, 2018, DOC 408-3)

    Exhibit A – Proposed Joint Plan of Distribution (Filed September 28, 2018, DOC 408-2)

    Declaration of Karen A. Sebaski In Support Of Interested Party Progresso Ventures, LLC’s Responses And Objections To Competing Distribution Plans (Filed September 28, 2018, DOC 408-1)

    Interested Party Progresso Ventures, LLC’s Responses And Objections To Competing Distribution Plans (Filed September 28, 2018, DOC 408)

    Declaration of Jonathan K. Levine In Support Of The SRA Funds Investor Group’s Proposed Alternative Plan of Distribution (Filed September 28, 2018, DOC 407-2)

    The SRA Funds Investor Group’s Proposed Alternative Distribution Plan (Filed September 28, 2018, DOC 407-1)

    The SRA Funds Investor Group’s Brief In Support Of Proposed Alternative Distribution Plan (Filed September 28, 2018, DOC 407)

    Exhibit A – The SRA Funds Investor Group’s Proposed Alternative Distribution Plan (Filed September 28, 2018, DOC 406-2)

    Declaration of Theodore A. Griffinger, Jr. In Support of Global Generation Group, LLC’s Objection To The SRA Funds Investor Group’s Proposed Alternative Distribution Plan (Filed September 28, 2018, DOC 406-1)

    Global Generation Group, LLC’s Objections To The SRA Funds Investor Group’s Proposed Alternative Distribution Plan (Filed September 28, 2018, DOC 406)

    Attachment A – Proposed Joint Plan of Distribution (Filed September 28, 2018, DOC 404-1)

    Plaintiff Securities And Exchange Commission’s Brief In Support Of The Proposed Amendments To The Joint Distribution Plan And In Opposition To The SRA Investor Group’s Amended Alternative Plan (Filed September 28, 2018, DOC 404)

    The SRA Funds Investor Group’s Notice Of Exchange Of Proposed Alternative Distribution Plan (Filed August 30, 2018, DOC 401)

    Plaintiff’s Securities And Exchange Commission’s Notice Of Exchange Of Amended Proposed Joint Distribution Plan (Filed August 30, 2018, DOC 400)

    The SRA Funds Investor Group’s Objection To Letter Filed By John Syron On Behalf Of Interested Party Global Generation Group LLC [DKT 398] (Filed August 24, 2018, DOC 399)

    Letter from Global Generation Group To The U.S. District Court Norther District State of California (Filed August 24, 2018, DOC 398)

    The SRA Funds Investor Group’s Supplemental Brief Re Global Generation Pursuant To The Court’s August 16, 2018 Minute Order [DKT. 395] (Filed August 23, 2018, DOC 397)

    Global Generation Group LLC’s Response To The Court’s August 16, 2018 Order (Court Docket No. 395) (Filed August 23, 2018, DOC 396)

    Civil Minutes – August 16, 2018 (Filed August 16, 2018, DOC 395)

    Supplemental Joint Status Report (Filed August 9, 2018, DOC 392)

    Notice of Lodging of Receiver’s Quarterly Report To The Court For The Quarter Ended June 30, 2018 (Filed August 2, 2018, DOC 386)

    Order Re SEC’s Motion For Order Restablishing Shortfalls And Request For Recognition Of Claim By Progresso Ventures, LLC And Global Generation Group LLC (Filed July 30, 2018, DOC 385)

    Interest Party Progresso Ventures, LLC’s Supplemental Brief Re Classification Of Its Investor And Creditor Claims (Per D.E. 379) (Filed July 24, 2018, DOC 384)

    The SRA Funds Investor Group’s Supplemental Brief In Response To The Court’s July 17, 2018 Order [DKT. 379] (Filed July 24, 2018, DOC 383)

    Global Generation Group, LLC’s Response To The Court’s July 17, 2018 Order (Docket No. 379) (Filed July 24, 2018, DOC 382)

    Plaintiff Securities And Exchange Commission’s Supplemental Brief Regarding Progresso Ventures, LLC’s And Global Generation Group, LLC’s Claims (Filed July 24, 2018, DOC 381)

    Order Re: Progresso Ventures, LLC And Global Generation Group, LLC’s Claims (Filed July 17, 2018, DOC 379)

    Amended Civil Minutes – July 16, 2018 (Filed July 16, 2018, DOC 375)

    Declaration Of Eduardo Saverin (Filed July 10, 2018, DOC 373)

    (1) Interested Party Progresso Ventures, LLC’s Reply In Further Support Re: Classification Of Its Investor And Creditor Claims (Filed July 10, 2018, DOC 372)

    Reply Of Interest Party Global Generation Group, LLC To The SRA Funds Investor Group’s Consolidated Response (Filed July 10, 2018, DOC 368)

    Plaintiff Security And Exchange Commission’s Reply Brief In Support Of Motion For Order Establishing Shortfalls (Filed July 10, 2018, DOC 367)

    Supplemental Joint Status Report (Filed July 9, 2018, DOC 365)

    Declaration Of Elizabeth C. Pritzker In Support Of The SRA Funds Investor Group’s Consolidated Response To: (1) Interested Party Progresso Ventures, LLC’s Claim Filing; (2) Interested Party Global Generation Group, LLC’s Claim Filing; And (3) Plaintiff Securities And Exchange Commission’s Motion For Order Establishing Shortfalls (Filed July 6, 2018, DOC 363)

    Interested Party Global Generation Group, LLC’s Response To Plaintiff’s Motion For Order Establishing Shortfalls (Filed July 6, 2018, DOC 361)

    Declartation of Karen A. Sebaski Filed In Support Of Interested Party Progresso Ventures, LLC’s Motion Re Classification Of Its Investor And Creditor Claims (Filed June 29, 2018, DOC 360-1)

    Supplemental Declaration Of John Syron (Filed June 29, 2018, DOC 359-1)

    Declaration of Michael Maidy In Support of Receiver’s Accountant’s First Fee And Expense Application For The Period November 1, 2017 To April 30, 2018 (Filed June 29, 2018, DOC 358-1)

    Exhibit A And Declaration of Tony Stearns In Support Of Plaintiff’s Motion Establishing Shortfalls (Filed June 29, 2018, DOC 356-1 and 356)

    Exhibit 1 And Declaration Of Ellen Chen In Support Of Plaintiff’s Motion Establishing Shortfalls (Filed June 29, 2018, DOC 355-1 and 355)

    Exhibit 1, 2, A, B And Supplemental Declaration Of M. Monica IP, CPA In Support Of Plaintiff’s Motion Establishing Shortfalls (Filed June 29, 2018, DOC 354-1, 354-2, 354-3, 354-4 and 354)

    [Proposed] Order Granting Plaintiff Securities And Exchange Commission’s Motion For Order Establishing Shortfalls And Plaintiff Securites And Exchange Commission’s Motion For Order Establishing Shortfalls (Filed June 29, 2018, DOC 353-1 and 353)

    Amended Civil Minutes – June 22, 2018 (Filed June 27, 2018, DOC 352)

    Civil Minutes – June 22, 2018 (Filed June 25, 2018, DOC 351)

    Progresso Ventures, LLC’s Case Management Conference Statement (Filed June 20, 2018, DOC 347)

    The SRA Funds Investor Group’s Case Management Conference Statement (Filed June 15, 2018, DOC 343)

    Joint Supplemental Status Report (Filed June 15, 2018, DOC 342)

    Notice of Lodging Of The Receiver’s Claims Progress Report As Of June 14, 2018 (Filed June 14, 2018, DOC 340)

    Notice of Lodging Of Change In Name Of Law Firm Acting as Local New York Counsel To Receiver (Filed June 11, 2018, DOC 335)

    Abstract of Judgment Notice (Filed May 22, 2018, DOC 334)

    Notice Of Lodging Of Receiver’s Quarterly Report To The Court For The Quarter Ended March 31, 2018 (Filed May 1, 2018, DOC 333)

    Civil Minutes – April 19, 2018 (Filed April 20, 2018, DOC 332)

    Withdrawal Of Counsel – Global Generations (Filed April 18, 2018, DOC 331)

    Clerk’s Notice Reminder (Entered April 18, 2018)

    Clerks’s Notice Setting (Entered April 16, 2018)

    The SRA Funds Investor Group’s Response To The Receiver’s April 11, 2018 Expedited Application Re Claims Administrator’s Fees And Work (Filed April 16, 2018, DOC 328)

    Clerk’s Notice (Entered April 11, 2018)

    Certificate Of Service (Filed April 11, 2018, DOC 326-3)

    [Proposed] Order Approving Receiver’s Application To Pay Claims Administrator And Approval For Further Work (Filed April 11, 2018, DOC 326-2)

    Declaration Of Peter Hartheimer In Support Of Administrative Application For Approval Of Claims Administrator’s Fees And Additional Work (Filed April 11, 2018, DOC 326-1)

    Expedited Application Under L.R. 7-11 For The Approval Of Claims Administrator’s Fees And Additional Work (Filed April 11, 2018, DOC 326)

    Transcript Order – February 28, 2018 Hearing (Filed March 28, 2018, DOC 324)

    Notice Of Lodging Of Receiver’s Claims Process Progress Report (Filed March 21, 2018, DOC 319)

    Exhibit B – Plaintiff Securities And Exchange Commission’s Brief In Support Of Its Proposed Amendments To Joint Distribution Plan (Filed March 15, 2018, DOC 317-2)

    Exhibit A – Plaintiff Securities And Exchange Commission’s Brief In Support Of Its Proposed Amendments To Joint Distribution Plan (Filed March 15, 2018, DOC 317-1)

    Plaintiff Securities And Exchange Commission’s Brief In Support Of Its Proposed Amendments To Joint Distribution Plan (Filed March 15, 2018, DOC 317)

    [Proposed] Order Granting The Receiver’s Administrative Application For An Order Pursuant To Local Rule 7-11 To Pay The Receiver And His Counsel’s Fees For The Period October 1, 2017 To December 31, 2017 (Filed March 13, 2018, DOC 315)

    Receiver’s Administrative Application For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees For The Period October 1 To December 31, 2017, For The Receiver And Counsel (Filed February 28, 2018, DOC 314)

    Stipulation And Order To Extend Deadlines For Filing Proposed Distribution Plan Amendments And Objections (Filed February 26, 2018, DOC 313)

    Stipulation And Order To Extend Deadlines For Filing Proposed Distribution Plan Amendments And Objections (Filed February 26, 2018, DOC 312)

    [Proposed] Final Judgment Of Permanent Injunctions And Other Equitable Relief Against Defendant Saddle River Advisors, LLC (Filed February 12, 2018, DOC 311)

    Civil Minutes – February 8, 2018 (Filed February 9, 2018, DOC 309)

    Plaintiff Securities And Exchange Commission’s Request And Proposed Oder To Allow Telephonic Appearance Of Counsel From The New York Regional Office (Filed February 9, 2018, DOC 308)

    Plaintiff Securities And Exchange Commision’s Request And Proposed Order To Allow Telephonic Appearance Of Counsel From The New York Regional Office (Filed February 2, 2018, DOC 307)

    Notice Of Lodging Of Receiver’s Quarterly Report To The Court For The Quarter Ended December 31, 2017 (Filed January 31, 2018, DOC 306)

    Supplemental Joint Status Report (Filed January 31, 2018, DOC 305)

    [Proposed] Order Granting The Receiver’s Request For The Payment Of Local Counsel Fees For The Period October 2016 To November 2017 (Filed January 25, 2018, DOC 304)

    [Proposed] Order Granting The Receiver’s Administrative Application For An Order Pursuant To Local Rule 7-11 To Pay The Receiver And His Counsel’s Fees For The Period July 1, 2017 To September 30, 2017 (Filed January 25, 2018, DOC 303)

    Consent Of Defendant SRA Management Associates, LLC And Relief Defendants SRA I, LLC, SRA II, LLC clear Sailing Group IV, LLC And Clear Sailing Group V, LLC To Entry Of Final Judgment (Filed January 16, 2018, DOC 298)

    Letter From Donald R. Harivel (Filed January 8, 2018, DOC 299)

    Receiver’s Administrative Application For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees For The Period July 1 To September 30, 2017, For The Receiver Counsel (Filed December 26, 2017, DOC 296)

    [Proposed] Final Judgment Of Permanent Injunctions And Other Relief Against Defendant Frank Gregory Mazzola And Relief Defendant Michele J. Mazzola (Filed December 22, 2017, DOC 295)

    [Proposed] Final Judgment Of Permanent Injunctions And Other Relief Against Defendant John V. Bivona And Relief Defendant Anne Bivona (Filed December 22, 2017, DOC 294)

    Plaintiff Securities And Exchange Commission’s Reply Regarding Entry Of Final Judgments (Filed December 22, 2017, DOC 293)

    The SRA Funds Investor Group’s Response To The Proposed Entry Of Final Judgments Against Certain Defendants And Relief Defendants (Filed December 21, 2017, DOC 292)

    Receiver’s Motion For Approval Of Fees And Expenses Of Local Counsel Retained By The Receiver For The Period October 2016 To November 2017 (Filed December 20, 2017, DOC 291)

    Receiver’s Motion For Approval Of Fees And Expenses Of Local Counsel Retained By The Receiver For The Period October 2016 To November 2017 (Filed December 20, 2017, DOC 290)

    Order To Interested Parties Regarding Proposed Entry Of Final Judgment (Filed December 19, 2017, DOC 289)

    [Proposed] Order Granting The Receiver’s Administrative Application Pursuant To L.R. 7-11 For The Use Of A Publication Notice Of Claim Procedure And Cut-Off Date (Filed December 18, 2017, DOC 288)

    Consent Of Defendant Saddle River Advisors, LLC To Entry Of Final Judgment (Filed December 15, 2017, DOC 287)

    Consent Of Relief Defendant Michele J. Mazzola To Entry Of Final Judgment (Filed December 15, 2017, DOC 286)

    Consent Of Relief Defendant Anne Bivona To Entry Of Final Judgment (Filed December 15, 2017, DOC 285)

    Receiver’s Application Pursuant To L.R. 7-11 For Approval Of Print Media Notification Of Claim Cut-Off Date (Filed December 14, 2017, DOC 284)

    Order Granting The Receiver’s Administrative Application Pursuant To L.R. 7-11 For The Retention Of A Claims Administrator (Filed December 7, 2017, DOC 283)

    Receiver’s Application Pursuant To Local Rule 7-11 For The Retention Of A Claims Administrator (Filed December 7, 2017, DOC 282)

    [Proposed] Order Granting The Receiver’s Administrative Application For The Retention Of An Independent Investment Banker (Filed December 1, 2017, DOC 281)

    Receiver’s Unopposed Application Pursuant To Local Rule 7-11 For The Retention Of An Independent Investment Banker (Filed November 30, 2017, DOC 280)

    Order Approving Revised Claim Form (Filed November 22, 2017, DOC 279)

    Notice Of Lodging Of Court Approved Claim Form (Filed November 21, 2017, DOC 278)

    Transcript Order For Proceedings Held On November 16, 2017 (Filed November 17, 2017, DOC 276)

    Civil Minutes – November 16, 2017 (Filed November 17, 2017, DOC 275)

    Plaintiff Securities And Exchange Commission’s Request And Proposed Order To Allow Telephonic Appearance Of Counel From New York Regional Office (Filed November 14, 2017, DOC 274)

    Certificate Of Service (Filed November 14, 2017, DOC 273)

    Order Regarding November 16, 2017 Status Congerence And Proposed Claim Form (Filed November 14, 2017, DOC 272)

    Notice Of Lodgin Of Receiver’s Quarterly Report To The Court For The Quarter Ended September 30, 2017 (Filed November 9, 2017, DOC 271)

    Certificate Of Service (Filed November 9, 2017, DOC 270)

    Plaintiff Securities And Exchange Commission’s Request And Proposed Order To Allow Telephonic Appearance Of Counsel From The New York Regional Office (Filed November 9, 2017, DOC 269)

    Supplemental Joint Status Report (Filed November 9, 2017, DOC 268)

    Receiver’s Reply To SRA Group’s Response To Second Interim Fee Application (Filed November 2, 2017, DOC 266)

    Certificate Of Service (Filed November 2, 2017, DOC 265-1)

    Notice Of Lodging Of Proposed Claim Form (Filed November 2, 2017, DOC 265)

    The SRA Funds Investor Group’s Response To The Receiver’s October 19, 2017 Administrative Fee Application (Filed October 23, 2017, DOC 263)

    Certificate Of Service (Filed October 19, 2017, DOC 262-4)

    [Proposed] Order Granting The Receiver’s Administrative Application For An Order Pursuant To Local Rule 7-11 To Pay The Receiver And His Counsels Fees For The Period April 1, 2017 To June 30, 2017 (Filed October 19, 2017, DOC 262-3)

    Declaration Of Peter Hartheimer In Support Of Miscellaneous Administrative For an Order Pursuant To Local Rule 7-11 To Pay Fees (Filed October 19, 2017, DOC 262-2)

    Declaration Of John W. Cotton In Support Of Miscellaneous Administrative For An Order Pursuant To Local Rule 7-11 To Pay Fees (Filed October 19, 2017, DOC 262-1)

    Receiver’s Administrative Application For An Order Pursuant To Local Rule 7-11 For The Approval Of Fees For April 1, 2017 To June 30, 2017 For The Receiver And Counsel (Filed October 19, 2017, DOC 262)

    [Proposed] Stipulation And Protective Order Concering The Non-Disclosure Of Certain Confidential Information (Filed October 6, 2017, DOC 261)

    [Proposed] Stipulation And Protective Order Concerning The Non-Disclosure Of Certain Confidential Information (Filed October 6, 2017, DOC 260)

    Transcript Order For Proceedings Held On September 28, 2017 (Filed October 2, 2017, DOC 258)

    Transcript Order For Proceedings Held On September 28, 2017 (Filed September 29, 2017, DOC 257)

    Civil Minutes – September 28, 2017 (Filed September 29, 2017, DOC 256)

    Letter from Donald R. Harivel Regarding 213 (Filed September 27, 2017, DOC 255)

    Certficate Of Service (Filed September 27, 2017, DOC 253)

    Plaintiff Securities And Exchange Commission’s Submission Of Additioinal Information In Support Of Joint Motion For Approval Of The Proposed Joint Distribution Plan (Filed September 27, 2017, DOC 252)

    Exhibit A – The SRA Funds Investor Group’s Response To The Court’s September 22, 2017 Order (Filed September 27, 2017, DOC 251-2)

    Declaration Of Josua Cilano In Response To Court’s September 22, 2017 Order (Filed September 27, 2017, DOC 251-1)

    The SRA Funds Investor Group’s Response To The Court’s September 22, 2017 Order (Filed September 27, 2017, DOC 251)

    Civil Minutes – September 27, 2017 (Filed September 27, 2017, DOC 250)

    Certificate Of Service (Filed September 27, 2017, DOC 249-1)

    Notice Of Lodging Of Receiver’s Response To Court’s Order Of September 22, 2017, Requesting The Submission Of Additional Information In Support Of Joint Motion For Approval Of The Proposed Distribution Plan (Filed September 27, 2017, DOC 249)

    Order Requiring Parties To Submit Additional Information And Requiring Joshua Cilano To Respond (Filed September 22, 2017, DOC 247)

    Order Regarding Plaintiff SEC And Receiver’s Request For Preliminary Findings Related To Proposed Joint Distribution Plan (Filed September 13, 2017, DOC 246)

    Declaration Of John Syron In Support Of Global Generation Group, LLC And Benchmark Capital, LLC’s Reply To The SRA Funds Investor Group’s Objections To Joint Distribution Plan Of The Receiver And The SEC And Proposed Alternative Plan Of Distribution (Filed September 13, 2017, DOC 244)

    Global Generation Group, LLC And Benchmark Capital, LLC’s Reply To The SRA Funds Investor Group’s Objections To Joint Distribution Plan Of The Receiver And The SEC And Proposed Alternative Plan Of Distribution (Filed September 13, 2017, DOC 243)

    Reply Declaration Of Marc D. Katz In Support Of Plaintiff’s Joint Motion With The Receiver For Approval Of The Proposed Joint Distribution Plan (Filed September 13, 2017, DOC 241)

    Supplemental Declaration Of John S. Yun In Support Of Plaintiff’s Joint Motion With The Receiver For Approval Of The Proposed Joint Distribution Plan (Filed September 13, 2017, DOC 240)

    Supplemental Declaration Of M. Monica IP, CPA (Filed September 13, 2017, DOC 239)

    Plaintiff Securities And Exchange Commission’s Reply To Oppositions To Motion For Approval Of Proposed Joint Distribution Plan (Filed September 13, 2017, DOC 238)

    Declaration Of Peter Hartheimer In Support Of Receiver’s Reply To SRA Investor Group’s Objections To The Joint Distribution Plan Of The Receiver And The SEC (Filed September 12, 2017, DOC 237-2)

    Declaration Of Nicolas Hernandez In Support Of Receiver’s Reply To SRA Investor Group’s Opposition To Joint Plan Of Distribution (Filed September 12, 2017, DOC 237-1)

    Receiver’s Reply Brief To The Investors Group’s Objections To The Joint Distribution Plan Of The Receiver And The SEC (Filed September 12, 2017, DOC 237)

    [Proposed] Order (1) Denying The Receiver’s And The SEC’s Motion For Approval Of A Joint Distribution Plan And (2) Approving The Alternative Plan Of Distribution Proposed By The SRA Funds Investor Group (Filed August 24, 2017, DOC 232)

    Declaration Of Joshua Cilano In Support Of The SRA Funds Investor Group’s (1) Objections To Joint Distribution Plan Of The Receiver And The SEC, And (2) Proposed Alternative Plan Of Distribution (Filed August 24, 2017, DOC 231)

    Exhibit A – Declaration Of Jonathan K. Levine In Support Of The SRA Funds Investor Group’s (1) Objections To Joint Distribution Plan Of The Receiver And The SEC, And (2) Proposed Alternative Plan Of Distribution (Filed August 24, 2017, DOC 230-1)

    Declaration Of Jonathan K. Levine In Support Of The SRA Funds Investor Group’s (1) Objections To Joint Distribution Plan Of The Receiver And The SEC, And (2) Proposed Alternative Plan Of Distribution (Filed August 24, 2017, DOC 230)

    The SRA Funds Investor Group’s (1) Objections To Joint Distribution Plan Of The Receiver And The SEC, And (2) Proposed Alternative Plan Of Distribution (Filed August 24, 2017, DOC 229)

    Notice Of Lodging Of Revised Declaration Of Georgiana Nertea In Support Of Motion For Approval Of Consolidated Disribution Plan (Filed August 24, 2017, DOC 228)

    Non-Parties Global Generation Group, LLC And Benchmark Capital, LLC’s Comments To Receiver’s Motion For Approval Of A Consolidated Distribution Plan, Retention Of Professionals, Dissolution Of Certain Defendants And Relief Defendants And Consent By The Receiver To Permanent Injunction (Filed August 24, 2017, DOC 227)

    Exhibit C – Non-Party Telesoft Capital LLC’s Objection To Receiver’s Motion For Approval Of A Consolidated Distribution Plan (Filed August 24, 2017, DOC 226-4)

    Exhibit B – Non-Party Telesoft Capital LLC’s Objection To Receiver’s Motion For Approval Of A Consolidated Distribution Plan (Filed August 24, 2017, DOC 226-3)

    Exhibit A – Non-Party Telesoft Capital LLC’s Objection To Receiver’s Motion For Approval Of A Consolidated Distribution Plan (Filed August 24, 2017, DOC 226-2)

    Declaration Of Patrick E. Gibbs In Support Of Non-Party Telesoft Capital LLC’s Objection To Receiver’s Motion For Approval OF A Consolidated Distribution Plan (Filed August 24, 2017, DOC 226-1)

    Non-Party Telesoft Capital LLC’s Objection To Receiver’s Motion For Approval Of A Consolidated Distribution Plan (Filed August 24, 2017, DOC 226)

    Declaration Of Relief Defendant Anne Bivona In Support Of Opposition To Joint Motion For Approval Of The Proposed Joint Distribution Plan (Filed August 24, 2017, DOC 225)

    Exhibit 4 – Supplemental Declaration Of M. Monica IP, CPA (Filed August 17, 2017, DOC 219-4)

    Exhibit 3 – Supplemental Declaration Of M. Monica IP, CPA (Filed August 17, 2017, DOC 219-3)

    Exhibit 2 – Supplemental Declaration Of M. Monica IP, CPA (Filed August 17, 2017, DOC 219-2)

    Exhibit 1 – Supplemental Declaration Of M. Monica IP, CPA (Filed August 17, 2017, DOC 219-1)

    Supplemental Declaration Of M. Monica IP, CPA (Filed August 17, 2017, DOC 219)

    Joint Reply By Securities And Exchange Commission And Receiver To Responses To Motions For Approval Of Proposed Joint Distribution Plan (Filed August 17, 2017, DOC 218)

    Notice Of Lodging Of Receiver’s Quarterly Report To The Quarter Ended June 30, 2017 (Filed August 14, 2017, DOC 216)

    Declaration Of M. Monica IP, CPA (Filed June 29, 2017, DOC 200)

    Certificate Of Service (Filed June 29, 2017, DOC 196-4)

    [Proposed] Order Approving Receiver’s Motion For Approval Of A Joint Distribution Plan, Retention Of Professionals, Dissolution Of Certain Defendants And Relief Defendants And Relief Defendants And Consent By The Receier To Permanent Injunction (Filed June 29, 2017, DOC 196-3)

    Declaration Of Peter Hartheimer In Support Of Motion For Approval Of Joint Distribution Plan (Filed June 29, 2017, DOC 196-2)

    Declaration of Georgiana Nertea In Support Of Motion For Approval Of Consolidated Distribution Plan (Filed June 29, 2017, DOC 196-1)

    Receiver’s Notice Of Motion And Motion For Approval Of A Consolidated Distribution Plan, Retention Of Professionals, Dissolution Of Certain Defendants And Relief Defendants And Consent By The Receiver To Permanent Injunction (Filed June 29, 2017, DOC 196)

    Stipulation For Order Setting Briefing And Hearing Schedule For Receiver’s Motion To Approve Distribution Plan (Filed June 6, 2017, DOC 191)

    Notice Of Lodging Of Receiver’s Quarterly Report To The Court For The Quarter Ended March 31, 2017 (Filed May 16, 2017, DOC 183)

    Notice Of Lodging Of Receiver’s Quarterly Report To The Court For The Quarter Ended January 31, 2017 (Filed February 1, 2017, DOC 168)

    Plaintiff Securities And Exchange Commission’s Stipulated Order For Appointent Of Reciever (Filed October 11, 2016, DOC 142)

    Notice of Lodging Of Independent Monitor’s Third Interim Report To The Court (Filed July 5, 2016, DOC 120)

    Notice Of Lodging Of Independent Monitor’s Final Report To The Court (Filed May 10, 2016, DOC 074)

    Notice Of Lodging Of Independent Monitor’s Second Report To The Court (Filed April 25, 2016, DOC 060)

    Notice Of Lodging Of Independent Monitor’s First Report To The Court (Filed March 11, 2016, DOC 054)

    Order Granting Temporary Restraining Order, Appointment Of Independent Monitor, And Other Preliminary Relief (Filed March 25, 2016, DOC 036)

    Combined Exhibits – Declaration Of Ellen Chen (Filed March 22, 2016, DOC 014-2 to 020-10)

    Declaration Of Ellen Chen (Filed March 22, 2016, DOC 014)

    Plaintiff Securities And Exchange Commission’s Ex Parte Motion For Temporary Restraining Orders, Asset Freezes, Appointment Of A Monitor And Other Relief (Filed March 22, 2016, DOC 004)

    Complaint (Filed March 22, 2016, DOC 001)

    Contact the Receiver

    All parties are encouraged to search the site first, before attempting to contact the Receiver directly, which will keep costs down and limit the administrative burden to the estate. If direct contact is necessary, the Receiver can be contacted at:

    Kathy Bazoian Phelps, Receiver

    Raines Feldman LLP

    1800 Avenue of the Stars, 12th Floor

    Los Angeles, CA 90067

    (310) 424-4080

    kphelps@raineslaw.com

    The website will also be updated to reflect significant receivership events.

    Claims and Distribution

    Court-Approved Distribution Plan

    Class 3: Unsecured Creditor Claims

    Investor Claims

    Class 4A: Addepar

    Class 4B: Airbnb

    Class 4C: Bloom Energy

    Class 4D: Cloudera

    Class 4E: Dropbox

    Class 4F: Evernote

    Class 4G: Lookout

    Class 4H: Lyft

    Class 4I: MongoDB

    Class 4J: Palantir

    Class 4K: Pinterest

    Class 4M: Snap, Inc.

    Class 4N: Uber

    Class 4O: ZocDoc

    Class 6A: Practice Fusion

    Class 6B: Candi Controls